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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
401
Citadel Advisors
Florida
$211K +$204K +3,645 New
FIM
402
Freedom Investment Management
Connecticut
$210K +$203K +3,625 New
FM
403
Foster & Motley
Ohio
$210K +$203K +3,627 New
TAM
404
Tocqueville Asset Management
New York
$204K +$197K +3,518 New
Fifth Third Bancorp
405
Fifth Third Bancorp
Ohio
$203K -$10.1K -180 -5%
WB
406
WesBanco Bank
West Virginia
$201K +$195K +3,487 New
GXMC
407
Global X Management Company
New York
$197K -$300K -5,359 -61%
TG
408
TLP Group
Illinois
$187K +$181K +3,232 New
PI
409
PineBridge Investments
New York
$184K +$45.2K +807 +34%
SC
410
SRB Corp
Massachusetts
$172K -$17.7K -316 -10%
AIM
411
Anchor Investment Management
South Carolina
$171K
MFS
412
MSI Financial Services
Massachusetts
$171K -$8.4K -150 -5%
CIA
413
Cascade Investment Advisors
Oregon
$170K +$165K +2,945 New
WTB
414
Washington Trust Bank
Washington
$149K -$7.84K -140 -5%
GRP
415
Global Retirement Partners
California
$139K +$135K +2,405 New
ACM
416
Americafirst Capital Management
California
$125K -$14.8K -264 -11%
SPIA
417
Steward Partners Investment Advisory
New York
$125K +$121K +2,168 New
CTC
418
Central Trust Company
Missouri
$123K +$47.6K +850 +67%
HNB
419
Huntington National Bank
Ohio
$122K -$21.2K -378 -15%
DOA
420
D'Orazio & Associates
Virginia
$115K
QCG
421
Quadrant Capital Group
Ohio
$113K -$336 -6 -0.3%
CHC
422
City Holding Co
West Virginia
$103K
BIG
423
Bellwether Investment Group
Tennessee
$102K +$99.2K +1,770 New
CLOS
424
Compagnie Lombard Odier SCmA
Switzerland
$100K
VFA
425
Virtus Fund Advisers
Connecticut
$92K

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.