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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Manulife (Manufacturers Life Insurance)
401
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13.5K +$428K +8,263 +3%
HRC
402
Hoertkorn Richard Charles
$13K -$9.12K -176 -39%
JFA
403
JNBA Financial Advisors
Minnesota
$13K -$7K -135 -33%
EFSCE
404
Enterprise Financial Services Corp (EFSC)
Missouri
$13K
WAS
405
Winch Advisory Services
Wisconsin
$13K +$104 +2 +0.7%
HA
406
Harfst & Associates
Wyoming
$12K
SNT
407
Security National Trust
West Virginia
$11K
VNA
408
Valley National Advisers
Pennsylvania
$11K +$104 +2 +0.9%
WA
409
Waverly Advisors
Alabama
$11K +$11.9K +229 New
AWM
410
Avior Wealth Management
Nebraska
$10K -$8.76K -169 -45%
SA
411
SRH Advisors
Kansas
$10K
HI
412
Hudock Inc
Pennsylvania
$10K +$5.23K +101 +86%
DBT
413
Dubuque Bank & Trust
Iowa
$10K +$10.9K +210 New
MPWT
414
MassMutual Private Wealth & Trust
Connecticut
$9.13K
CTB
415
Country Trust Bank
Illinois
$9K
OFS
416
Orrstown Financial Services
Pennsylvania
$9K +$10.1K +195 New
CAL
417
Capital Advisors Ltd
Ohio
$8K
First Manhattan
418
First Manhattan
New York
$8K
IWMPD
419
Integrated Wealth Management (Palm Desert)
California
$8K
TSU
420
TD Securities (USA)
New York
$7K -$5.74M -110,834 -100%
SJIM
421
St. Johns Investment Management
Florida
$7K
TFO
422
Tarbox Family Office
California
$7K
WA
423
WealthTrust-Arizona
Arizona
$7K
MFBTD
424
MB Financial Bank - Trust Department
Illinois
$7K +$7.93K +153 New
KCPG
425
Kavar Capital Partners Group
Kansas
$6K

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.