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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
PP
401
Paloma Partners
Connecticut
-$1.65M -33,406 Closed
HT
402
HAP Trading
New York
-$1.16M -23,558 Closed
Teacher Retirement System of Texas
403
Teacher Retirement System of Texas
Texas
-$1.12M -22,740 Closed
T
404
TradeWorx
New Jersey
-$1.1M -22,294 Closed
NG
405
NatWest Group
United Kingdom
-$1.09M -22,047 Closed
CG
406
Clinton Group
New York
-$721K -14,619 Closed
Tudor Investment Corp
407
Tudor Investment Corp
Connecticut
-$714K -14,473 Closed
SCA
408
Secor Capital Advisors
New York
-$632K -12,824 Closed
SC
409
Sumit Capital
New York
-$531K -10,778 Closed
GCP
410
GSA Capital Partners
United Kingdom
-$484K -9,820 Closed
HMS
411
Hanseatic Management Services
New Mexico
-$406K -8,230 Closed
Connor, Clark & Lunn Investment Management (CC&L)
412
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$420K -8,023 Closed
N
413
Natixis
France
-$359K -7,290 Closed
MME
414
Meag Munich Ergo
Germany
-$329K -6,709 Closed
IRS
415
Invictus RG (Singapore)
Singapore
-$325K -6,600 Closed
Rafferty Asset Management
416
Rafferty Asset Management
New York
-$284K -5,762 Closed
TAM
417
Telluride Asset Management
Minnesota
-$256K -5,200 Closed
NIM
418
NuWave Investment Management
New Jersey
-$229K -4,639 Closed
FHC
419
First Heartland Consultants
Missouri
-$213K -4,312 Closed
IC
420
IKOS CIF
Cyprus
-$141K -2,922 Closed
NSEDCP
421
NJ State Employees Deferred Compensation Plan
New Jersey
-$123K -2,500 Closed
PL
422
Parkwood LLC
Ohio
-$79K -1,605 Closed
MMG
423
Monetary Management Group
Missouri
-$44K -900 Closed
Carson Wealth (CWM LLC)
424
Carson Wealth (CWM LLC)
Nebraska
-$35K -719 Closed
WA
425
WFG Advisors
Texas
-$4K -80 Closed

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.