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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
CBT
376
Capital Bank & Trust
California
$153K
JFGIW
377
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$152K -$504K -10,650 -69%
BCV
378
Banque Cantonale Vaudoise
Switzerland
$152K
DCM
379
Dupont Capital Management
Delaware
$144K -$168K -3,544 -44%
LB
380
Legacy Bridge
Iowa
$143K -$162K -3,430 -43%
AIP
381
Ameritas Investment Partners
Nebraska
$143K -$1.7K -36 -0.8%
SCA
382
Stonebridge Capital Advisors
Minnesota
$143K
FMII
383
Farmers & Merchants Investments Inc
Nebraska
$132K -$79.1K -1,673 -28%
IFAM
384
Institutional & Family Asset Management
Colorado
$116K
Fifth Third Bancorp
385
Fifth Third Bancorp
Ohio
$114K -$44.6K -942 -21%
PHK
386
Point72 Hong Kong
Hong Kong
$114K +$172K +3,639 New
CFG
387
Citizens Financial Group
Rhode Island
$113K -$16.8K -355 -9%
AF
388
Allworth Financial
California
$109K +$61.9K +1,309 +60%
FDCDDQ
389
Federation des caisses Desjardins du Quebec
Quebec, Canada
$109K -$243K -5,144 -60%
Federated Hermes
390
Federated Hermes
Pennsylvania
$100K -$77K -1,628 -34%
JCM
391
Jacobi Capital Management
Pennsylvania
$85K +$284 +6 +0.2%
BCA
392
Berman Capital Advisors
Georgia
$80K +$4.35K +92 +4%
TFGT
393
TS Financial Group (TSFG)
Illinois
$78K
FWM
394
Focused Wealth Management
New York
$77K
CA
395
Clearstead Advisors
Ohio
$76K +$115K +2,435 New
Simplex Trading
396
Simplex Trading
Illinois
$68K +$104K +2,199 New
SF
397
Synovus Financial
Georgia
$64K -$99.9K -2,112 -51%
S
398
SignatureFD
Georgia
$64K -$22.6K -477 -19%
FA
399
Fortis Advisors
Pennsylvania
$64K
RIM
400
Rampart Investment Management
Connecticut
$62K -$53.2K -1,125 -36%

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.