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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
CGT
376
Capital Guardian Trust
California
$282K
Grantham, Mayo, Van Otterloo & Co (GMO)
377
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$281K +$272K +4,850 New
ICOA
378
Investment Centers of America
North Dakota
$272K +$11.9K +213 +5%
QIM
379
Quest Investment Management
Oregon
$266K
SB
380
Suntrust Banks
Georgia
$266K +$7.62K +136 +3%
FMBTD
381
First Midwest Bank Trust Division
Illinois
$266K +$258K +4,600 New
II
382
IFM Investors
Australia
$265K +$257K +4,584 New
YMRC
383
Yorktown Management & Research Company
Virginia
$260K +$252K +4,500 New
SBH
384
Segall Bryant & Hamill
Illinois
$257K
DCM
385
Driehaus Capital Management
Illinois
$255K +$247K +4,400 New
Jennison Associates
386
Jennison Associates
New York
$250K +$242K +4,327 New
ZDA
387
Zweig-DiMenna Associates
New York
$249K +$241K +4,300 New
P
388
Pitcairn
Pennsylvania
$247K +$239K +4,261 New
IFS
389
Ifrah Financial Services
Arkansas
$246K -$9.08K -162 -4%
FMT
390
First Mercantile Trust
Tennessee
$243K
FMII
391
Farmers & Merchants Investments Inc
Nebraska
$241K +$66.1K +1,179 +40%
LOAME
392
Lombard Odier Asset Management (Europe)
United Kingdom
$237K
BMC
393
Benin Management Corp
Connecticut
$231K -$72.8K -1,300 -25%
AIM
394
Acrospire Investment Management
Illinois
$231K +$95.3K +1,700 +74%
RBC
395
Ronald Blue & Co
Georgia
$227K +$220K +3,930 New
HFS
396
HL Financial Services
Kentucky
$225K +$224 +4 +0.1%
Fuller & Thaler Asset Management
397
Fuller & Thaler Asset Management
California
$220K
QAM
398
Quantres Asset Management
Cayman Islands
$220K +$213K +3,800 New
NIMI
399
Natixis Investment Managers International
France
$216K -$580K -10,355 -73%
PAG
400
Private Advisor Group
New Jersey
$211K +$202K +3,603 New

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.