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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
351
First Allied Advisory Services
California
$371K +$360K +6,416 New
CPC
352
Cookson Peirce & Co
Pennsylvania
$371K +$360K +6,420 New
AIP
353
Ameritas Investment Partners
Nebraska
$370K
Calamos Advisors
354
Calamos Advisors
Illinois
$370K
TMAM
355
Tokio Marine Asset Management
Japan
$369K -$166K -2,969 -32%
HC
356
Henshaw Capital
Massachusetts
$368K
S
357
SignatureFD
Georgia
$366K +$1.12K +20 +0.3%
W
358
Wealthfront
California
$359K +$36.6K +653 +12%
IAA
359
Independent Advisor Alliance
North Carolina
$359K +$345K +6,158 New
AP
360
Advisor Partners
California
$353K +$23.9K +427 +8%
Northwestern Mutual Wealth Management
361
Northwestern Mutual Wealth Management
Wisconsin
$352K +$342K +6,104 New
V
362
Veritable
Delaware
$345K +$10K +179 +3%
Bank of Nova Scotia
363
Bank of Nova Scotia
Ontario, Canada
$344K +$28.7K +513 +9%
PI
364
Putnam Investments
Massachusetts
$339K -$16.8K -300 -5%
TH
365
Timber Hill
Connecticut
$339K +$329K +5,865 New
WC
366
Wexford Capital
Florida
$325K +$315K +5,620 New
Cetera Investment Advisers
367
Cetera Investment Advisers
Illinois
$315K
Pacer Advisors
368
Pacer Advisors
Pennsylvania
$310K -$1.79K -32 -0.6%
AWA
369
Arete Wealth Advisors
Illinois
$298K -$17.1K -306 -6%
GP
370
Girard Partners
Pennsylvania
$298K +$288K +5,148 New
SC
371
Savant Capital
Illinois
$293K +$10.9K +194 +4%
CCG
372
Cypress Capital Group
Florida
$289K
UCFA
373
United Capital Financial Advisors
Texas
$288K +$57.2K +1,021 +26%
Two Sigma Investments
374
Two Sigma Investments
New York
$287K +$278K +4,960 New
MYAM
375
Meiji Yasuda Asset Management
Japan
$282K -$361K -6,450 -57%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.