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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
351
Mizuho Asset Management
Japan
$109K -$66.9K -1,739 -45%
Northwestern Mutual Wealth Management
352
Northwestern Mutual Wealth Management
Wisconsin
$109K +$4.39K +114 +4%
WTB
353
Washington Trust Bank
Washington
$106K +$28.7K +746 +38%
SIG
354
Schooner Investment Group
Pennsylvania
$100K
AIM
355
Acrospire Investment Management
Illinois
$91K +$88.5K +2,300 New
Geode Capital Management
356
Geode Capital Management
Massachusetts
$87.6K +$982K +25,529 +1%
Toronto Dominion Bank
357
Toronto Dominion Bank
Ontario, Canada
$87K -$236K -6,132 -73%
CTC
358
Central Trust Company
Missouri
$85K -$148K -3,856 -64%
DOA
359
D'Orazio & Associates
Virginia
$78K +$11.2K +292 +17%
IA
360
IFP Advisors
Florida
$72K -$103K -2,669 -65%
PAM
361
PartnerRe Asset Management
Connecticut
$72K
QCG
362
Quadrant Capital Group
Ohio
$72K +$14.1K +367 +23%
Royal London Asset Management
363
Royal London Asset Management
United Kingdom
$72K +$106M +2,742,206 +2,585%
PAIA
364
Park Avenue Institutional Advisers
New York
$68K -$1.85K -48 -3%
NIPH
365
NN Investment Partners Holdings
Netherlands
$67K +$65.6K +1,704 New
VFA
366
Virtus Fund Advisers
Connecticut
$62K
JFGIW
367
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$61K +$6.5K +169 +12%
PHK
368
Point72 Hong Kong
Hong Kong
$51K +$46.2K +1,200 +1,200%
TRCT
369
Tower Research Capital (TRC)
New York
$43K -$5.62K -146 -12%
IP
370
Isthmus Partners
Wisconsin
$43K
GLI
371
Guardian Life Insurance
New York
$40K -$10.7K -279 -22%
CFA
372
Carroll Financial Associates
North Carolina
$40K
Fuller & Thaler Asset Management
373
Fuller & Thaler Asset Management
California
$39K +$38.5K +1,000 New
MCM
374
Manchester Capital Management
Vermont
$38K -$34.6K -900 -48%
KLI
375
Kelman-Lazarov Inc
Tennessee
$37K +$35.8K +930 New

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.