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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
SIG
351
Schooner Investment Group
Pennsylvania
$118K -$130K -2,500 -50%
Northwestern Mutual Wealth Management
352
Northwestern Mutual Wealth Management
Wisconsin
$103K +$16.3K +315 +17%
NIMI
353
Natixis Investment Managers International
France
$100K +$31.5K +608 +40%
MCM
354
Manchester Capital Management
Vermont
$88K
PAIA
355
Park Avenue Institutional Advisers
New York
$86K -$1.14K -22 -1%
DOA
356
D'Orazio & Associates
Virginia
$80K
GLI
357
Guardian Life Insurance
New York
$76K +$20.8K +402 +34%
Twin Tree Management
358
Twin Tree Management
Texas
$76K +$82.7K +1,596 New
OAM
359
Orinda Asset Management
California
$76K +$83.3K +1,608 New
VFA
360
Virtus Fund Advisers
Connecticut
$75K
JFGIW
361
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$73K -$11.4K -220 -13%
QCG
362
Quadrant Capital Group
Ohio
$73K -$415 -8 -0.5%
CF
363
CenterStar Fund
Illinois
$70K
CG
364
Colony Group
Massachusetts
$66K
CBOA
365
Commonwealth Bank of Australia
Australia
$60K +$674 +13 +1%
IP
366
Isthmus Partners
Wisconsin
$51K -$85.9K -1,658 -61%
MFS
367
MSI Financial Services
Massachusetts
$51K +$207 +4 +0.4%
CFA
368
Carroll Financial Associates
North Carolina
$50K +$28.8K +555 +115%
TSW
369
Thompson Siegel & Walmsley
Virginia
$48K +$52.1K +1,005 New
FNBT
370
FineMark National Bank & Trust
Florida
$40K +$11K +213 +34%
SAMC
371
Shinko Asset Management Company
Japan
$39K -$4.41K -85 -9%
FHA
372
First Horizon Advisors
Tennessee
$39K +$2.02K +39 +5%
NFG
373
Next Financial Group
Texas
$37K
DAM
374
Delta Asset Management
Tennessee
$36K
NCM
375
Nelson Capital Management
California
$36K

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.