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Principal Financial Group
PFG

Overview Fund Activity

417 hedge funds and large institutions have $10.4B invested in Principal Financial Group in 2014 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 139 increasing their positions, 149 reducing their positions, and 26 closing their positions.

Holders
417
Holders Change
+18
Holders Change %
+4.51%
% of All Funds
12.11%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
47
Increased
139
Reduced
149
Closed
26
Calls
$8.28M
Puts
$10.1M
Net Calls
-$1.83M
Net Calls Change
+$1.06M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$211M
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$110M
3
Millennium Management
3
Millennium Management
New York
$38.4M
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$56.8M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.09B

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.16M
2
Viking Global Investors
2
Viking Global Investors
Connecticut
$0
3
JHIU
3
Janus Henderson Investors US
Colorado
$10.1M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$516M
5
Goldman Sachs
5
Goldman Sachs
New York
$293M
Name Market Value Shares Shares
Change 		Shares
Change %
CAM
351
ClariVest Asset Management
California
$95K 1,819 – –
CTC
352
Central Trust Company
Missouri
$94K 1,793 +80 +5%
WAM
353
Wolverine Asset Management
Illinois
$94K 1,800 +1,800 New
PTC
354
Private Trust Company
Ohio
$88K 1,672 – –
GLI
355
Guardian Life Insurance
New York
$82K 1,556 +11 +0.7%
PI
356
PineBridge Investments
New York
$75K 1,423 -44,116 -97%
VNB
357
Valley National Bancorp
New York
$72K 1,365 – –
IMS
358
Index Management Solutions
Pennsylvania
$72K 1,371 +212 +18%
1IC
359
1919 Investment Counsel
Maryland
$70K 1,326 – –
JFGIW
360
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$70K 1,319 – –
SAMC
361
Shinko Asset Management Company
Japan
$63K 1,200 -100 -8%
IC
362
IKOS CIF
Cyprus
$61K 1,163 +1,125 +2,961%
MAM
363
Mizuho Asset Management
Japan
$60K 1,149 +513 +81%
NFG
364
Next Financial Group
Texas
$60K 1,135 +1,135 New
NES
365
New England Securities
New York
$47K 890 +890 New
HHMI
366
Howard Hughes Medical Institute
Maryland
$45K 867 +867 New
FHA
367
First Horizon Advisors
Tennessee
$42K 800 – –
MFS
368
MSI Financial Services
Massachusetts
$40K 765 -290 -27%
NCM
369
Nelson Capital Management
California
$39K 750 – –
DAM
370
Delta Asset Management
Tennessee
$39K 750 – –
TWA
371
TCI Wealth Advisors
Arizona
$37K 707 – –
RAM
372
Riggs Asset Management
Pennsylvania
$36K 693 +693 New
PCM
373
Prelude Capital Management
New York
$35K 660 +660 New
GSC
374
Ground Swell Capital
South Carolina
$34K 651 +343 +111%
QAM
375
QCI Asset Management
New York
$33K 621 – –
13 14
15
16 17