We are live on ! Find out more
PFG icon

Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
326
HighTower Advisors
Illinois
$534K -$35.9K -655 -6%
SLF
327
Sun Life Financial
Ontario, Canada
$533K -$303K -5,540 -36%
FHB
328
First Hawaiian Bank
Hawaii
$527K +$11.6K +212 +2%
CAM
329
Carret Asset Management
New York
$520K +$21.9K +400 +4%
EWM
330
Empirical Wealth Management
Washington
$520K +$104K +1,896 +25%
Capital Fund Management (CFM)
331
Capital Fund Management (CFM)
France
$519K -$3.29M -60,190 -86%
SC
332
SRB Corp
Massachusetts
$517K +$51.5K +940 +11%
HI
333
Horizon Investments
North Carolina
$505K +$502K +9,180 New
Lazard Asset Management
334
Lazard Asset Management
New York
$500K
Neuberger Berman Group
335
Neuberger Berman Group
New York
$494K -$118K -2,155 -19%
RC
336
RegentAtlantic Capital
New Jersey
$492K +$201K +3,681 +70%
MC
337
Machina Capital
France
$484K -$118K -2,151 -20%
FMBTD
338
First Midwest Bank Trust Division
Illinois
$478K
GWM
339
Geneos Wealth Management
Colorado
$475K -$61.4K -1,122 -11%
JFA
340
Johanson Financial Advisors
California
$475K +$1.43M +26,136 New
HWA
341
Heritage Wealth Advisors
Virginia
$472K +$150K +2,737 +47%
FDCDDQ
342
Federation des caisses Desjardins du Quebec
Quebec, Canada
$471K -$13.6K -248 -3%
OPS
343
Orion Portfolio Solutions
Nebraska
$471K +$469K +8,571 New
SBWM
344
Sunflower Bank Wealth Management
Arizona
$463K +$201K +3,665 +77%
NB
345
Nicolet Bankshares
Wisconsin
$459K +$4.38K +80 +1%
BMC
346
Benin Management Corp
Connecticut
$457K -$50.6K -925 -10%
American Century Companies
347
American Century Companies
Missouri
$453K +$451K +8,240 New
DCM
348
Dupont Capital Management
Delaware
$447K -$2.14M -39,130 -83%
LB
349
Legacy Bridge
Iowa
$440K
WFM
350
Wolff Financial Management
Michigan
$430K

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.