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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
326
Machina Capital
France
$626K +$474K +8,415 +332%
Assenagon Asset Management
327
Assenagon Asset Management
Luxembourg
$626K +$617K +10,954 New
CSS
328
Cubist Systematic Strategies
Connecticut
$624K -$560K -9,956 -48%
Northwestern Mutual Wealth Management
329
Northwestern Mutual Wealth Management
Wisconsin
$614K -$225 -4 -0%
IFWM
330
Institute for Wealth Management
Colorado
$607K -$92.2K -1,637 -13%
FBFS
331
First Business Financial Services
Wisconsin
$601K
ECM
332
ExodusPoint Capital Management
New York
$595K +$370K +6,568 +171%
HighTower Advisors
333
HighTower Advisors
Illinois
$592K -$1.11M -19,765 -66%
TCM
334
Twin Capital Management
Pennsylvania
$589K -$30.4K -540 -5%
Loomis, Sayles & Company
335
Loomis, Sayles & Company
Massachusetts
$583K -$1.11M -19,736 -66%
HIC
336
Holderness Investments Company
North Carolina
$570K -$2.87K -51 -0.5%
CIA
337
CSat Investment Advisory
Michigan
$570K +$227K +4,039 +68%
VAG
338
VisionPoint Advisory Group
Texas
$564K -$10.8K -192 -2%
NMIMC
339
Northwestern Mutual Investment Management Company
Wisconsin
$564K +$2.7K +48 +0.5%
GWM
340
Geneos Wealth Management
Colorado
$562K +$7.71K +137 +1%
BOH
341
Bank of Hawaii
Hawaii
$559K -$10.4K -185 -2%
FHB
342
First Hawaiian Bank
Hawaii
$536K +$6.02K +107 +1%
GP
343
Girard Partners
Pennsylvania
$531K -$238K -4,224 -31%
BMC
344
Benin Management Corp
Connecticut
$527K -$5.63K -100 -1%
VFA
345
Voya Financial Advisors
Connecticut
$521K -$24.4K -434 -5%
Lazard Asset Management
346
Lazard Asset Management
New York
$520K +$271K +4,818 +112%
CAM
347
Carret Asset Management
New York
$517K -$25.3K -450 -5%
TC
348
TownSquare Capital
Utah
$505K -$32.8K -583 -6%
FDCDDQ
349
Federation des caisses Desjardins du Quebec
Quebec, Canada
$504K +$374K +6,647 +305%
QI
350
Qtron Investments
Massachusetts
$499K +$1.91K +34 +0.4%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.