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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
FMII
326
Farmers & Merchants Investments Inc
Nebraska
$173K
BA
327
BlackRock Advisors
Delaware
$145K -$3.71K -81 -3%
Fuller & Thaler Asset Management
328
Fuller & Thaler Asset Management
California
$143K -$22.9K -500 -14%
SSB
329
Sandy Spring Bank
Maryland
$117K +$116K +2,543 New
MCM
330
Manchester Capital Management
Vermont
$109K +$41.2K +900 +61%
Envestnet Asset Management
331
Envestnet Asset Management
Illinois
$99K +$54.2K +1,185 +123%
GIS
332
Guardian Investor Services
New York
$97K -$3.8K -83 -4%
DOA
333
D'Orazio & Associates
Virginia
$92K
M&T Bank
334
M&T Bank
New York
$89K +$7.14K +156 +9%
CTC
335
Central Trust Company
Missouri
$79K -$2.98K -65 -4%
AR
336
Advisory Research
Illinois
$74K +$74K +1,616 New
GLI
337
Guardian Life Insurance
New York
$71K
W
338
Wealthfront
California
$69K +$67K +1,464 New
VNB
339
Valley National Bancorp
New York
$63K
SAMC
340
Shinko Asset Management Company
Japan
$60K
JFGIW
341
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$56K
PTC
342
Private Trust Company
Ohio
$54K
DVM
343
Dreman Value Management
Florida
$47K +$46.5K +1,017 New
TWA
344
TCI Wealth Advisors
Arizona
$41K +$46 +1 +0.1%
WAM
345
Wolverine Asset Management
Illinois
$41K +$36.6K +800 +800%
1IC
346
1919 Investment Counsel
Maryland
$37K -$9.15K -200 -20%
FHA
347
First Horizon Advisors
Tennessee
$37K
NCM
348
Nelson Capital Management
California
$34K
DAM
349
Delta Asset Management
Tennessee
$34K +$34.3K +750 New
SF
350
Synovus Financial
Georgia
$32K

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.