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Principal Financial Group

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 28

58% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $10.5M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $7.44B → $8.32B (+$887M)

6% more funds holding

Funds holding: 329348 (+19)

1.52% less ownership

Funds ownership: 67.72%66.2% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 131

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M
Name Holding Trade Value Shares
Change
Change in
Stake
MFS
326
MSI Financial Services
Massachusetts
$21K
Carson Wealth (CWM LLC)
327
Carson Wealth (CWM LLC)
Nebraska
$20K +$19.6K +469 New
Envestnet Asset Management
328
Envestnet Asset Management
Illinois
$19K +$1.33K +32 +8%
FNBT
329
FineMark National Bank & Trust
Florida
$18K +$4.17K +100 +30%
RNS
330
Robert N. Shapiro
$15K
FFC
331
First Financial Corp
Indiana
$13K
OIA
332
Optimum Investment Advisors
Illinois
$13K +$12.5K +300 New
Manulife (Manufacturers Life Insurance)
333
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12.8K +$371K +8,900 +3%
Northwestern Mutual Wealth Management
334
Northwestern Mutual Wealth Management
Wisconsin
$11K +$3.25K +78 +42%
CFA
335
Carroll Financial Associates
North Carolina
$9K
CFS
336
Community Financial System
New York
$9K
OSNBOA
337
Old Second National Bank of Aurora
Illinois
$9K
FWM
338
Focused Wealth Management
New York
$9K +$9.17K +220 New
M
339
MOTCO
Texas
$8K
UB
340
UMB Bank
Missouri
$4.51K +$262K +6,277 +6%
Citadel Advisors
341
Citadel Advisors
Florida
$4K -$1.68M -40,334 -100%
BFEC
342
Benjamin F. Edwards & Company
Missouri
$4K
QAM
343
QCI Asset Management
New York
$4K
RFA
344
Reilly Financial Advisors
California
$4K
WA
345
WealthTrust-Arizona
Arizona
$4K
EWM
346
Evercore Wealth Management
New York
$4K +$4.29K +103 New
CAW
347
Cornerstone Advisors (Washington)
Washington
$1K
ACM
348
Aviance Capital Management
Florida
$1K +$500 +12 New
NRECA
349
National Rural Electric Cooperative Association
Virginia
-$7.64M -204,074 Closed
JCG
350
JHL Capital Group
Illinois
-$5.62M -150,000 Closed