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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
SC
301
Savant Capital
Illinois
$917K +$51.5K +607 +5%
SVWAG
302
Sound View Wealth Advisors Group
Georgia
$910K +$55.8K +658 +6%
QCM
303
Quantinno Capital Management
New York
$906K +$376K +4,426 +57%
Citadel Advisors
304
Citadel Advisors
Florida
$897K -$3.43M -40,474 -77%
ATC
305
Argent Trust Co
Tennessee
$884K +$84.3K +993 +9%
SAG
306
SageView Advisory Group
California
$869K +$992K +11,691 New
AIM
307
Aigen Investment Management
New York
$839K +$958K +11,288 New
MCP
308
Martin Capital Partners
Oregon
$810K +$29.5K +348 +3%
PEA
309
Park Edge Advisors
Ohio
$809K
WB
310
West Bancorporation
Iowa
$797K -$139K -1,637 -13%
EOJOAM
311
E. Ohman J:or Asset Management
Sweden
$795K
PA
312
Pinnacle Associates
New York
$794K -$47.3K -557 -5%
NMERB
313
New Mexico Educational Retirement Board
New Mexico
$784K -$25.5K -300 -3%
PT
314
Plimoth Trust
Massachusetts
$760K -$24.2K -285 -3%
Carson Wealth (CWM LLC)
315
Carson Wealth (CWM LLC)
Nebraska
$757K +$64.7K +763 +8%
MLA
316
My Legacy Advisors
Oregon
$756K +$97.7K +1,151 +13%
MLICM
317
Metropolitan Life Insurance Company (MetLife)
New York
$756K -$225K -2,657 -21%
Vontobel Holding
318
Vontobel Holding
Switzerland
$755K +$94.9K +1,119 +12%
AFP
319
Ausdal Financial Partners
Iowa
$755K +$22K +259 +3%
HIC
320
Holderness Investments Company
North Carolina
$745K +$2.97K +35 +0.4%
SPIA
321
Steward Partners Investment Advisory
New York
$738K -$43.1K -508 -5%
VEA
322
Virtus ETF Advisers
New York
$738K +$11.3K +133 +1%
EWM
323
Empirical Wealth Management
Washington
$738K +$2.46K +29 +0.3%
EF
324
Empowered Funds
Pennsylvania
$728K +$80.8K +952 +11%
SG Americas Securities
325
SG Americas Securities
New York
$722K +$332K +3,910 +67%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.