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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
ANRIA
301
American National Registered Investment Advisor
Texas
$699K
B
302
Barings
North Carolina
$687K
TC
303
TwinBeech Capital
New York
$683K +$679K +12,412 New
LSERS
304
Louisiana State Employees Retirement System
Louisiana
$677K -$10.9K -200 -2%
Daiwa Securities Group
305
Daiwa Securities Group
Japan
$676K
S
306
Seeyond
France
$672K -$52.3K -955 -7%
FAN
307
Financial Advisors Network
California
$667K -$14.4K -264 -2%
AWM
308
AE Wealth Management
Kansas
$661K +$269K +4,922 +69%
VIA
309
Vident Investment Advisory
Georgia
$659K +$34.5K +630 +6%
Thrivent Financial for Lutherans
310
Thrivent Financial for Lutherans
Minnesota
$647K +$5.97K +109 +0.9%
AP
311
Advisor Partners
California
$630K -$5.64K -103 -0.9%
ECM
312
Everence Capital Management
Indiana
$614K -$506K -9,237 -45%
VFA
313
Voya Financial Advisors
Connecticut
$614K +$118K +2,154 +24%
GC
314
Gilbert & Cook
Iowa
$608K -$40.3K -736 -6%
Twin Tree Management
315
Twin Tree Management
Texas
$608K +$605K +11,050 New
IWA
316
IBEX Wealth Advisors
New Jersey
$596K -$56.1K -1,025 -9%
EHWM
317
Eads & Heald Wealth Management
Georgia
$581K -$104K -1,895 -15%
FTI
318
Fiduciary Trust International
Massachusetts
$579K +$576K +10,520 New
Mercer Global Advisors
319
Mercer Global Advisors
Colorado
$565K -$86.8K -1,586 -13%
LS
320
Livforsakringsbolaget Skandia
Sweden
$558K -$54.7K -1,000 -9%
NMIMC
321
Northwestern Mutual Investment Management Company
Wisconsin
$552K +$8.59K +157 +2%
HIC
322
Holderness Investments Company
North Carolina
$548K
TCM
323
Twin Capital Management
Pennsylvania
$547K -$19.7K -360 -3%
IFWM
324
Institute for Wealth Management
Colorado
$535K -$49.6K -907 -9%
GCA
325
Gideon Capital Advisors
New York
$535K +$269K +4,907 +102%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.