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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
SLAM
301
Swiss Life Asset Management
$702K -$1.43M -25,457 -68%
M&T Bank
302
M&T Bank
New York
$688K +$10.6K +189 +2%
VFA
303
Voya Financial Advisors
Connecticut
$686K +$8.4K +150 +1%
GS
304
GAM Systematic
United Kingdom
$682K +$160K +2,863 +32%
HIC
305
Holderness Investments Company
North Carolina
$676K
CAM
306
Carret Asset Management
New York
$636K -$14K -250 -2%
OMCS
307
Old Mutual Customised Solutions
South Africa
$631K +$196K +3,500 +47%
Tudor Investment Corp
308
Tudor Investment Corp
Connecticut
$631K +$611K +10,900 New
NB
309
Nicolet Bankshares
Wisconsin
$616K -$28K -500 -4%
AAM
310
American Asset Management
Florida
$601K -$14K -250 -2%
Acadian Asset Management
311
Acadian Asset Management
Massachusetts
$589K -$284K -5,060 -33%
TRCT
312
Tower Research Capital (TRC)
New York
$583K +$437K +7,802 +341%
CI
313
Cigna Investments
Connecticut
$570K +$552K +9,851 New
DekaBank Deutsche Girozentrale
314
DekaBank Deutsche Girozentrale
Germany
$555K -$43K -768 -7%
Macquarie Group
315
Macquarie Group
Australia
$555K +$11.2K +200 +2%
RFCA
316
R&F Capital Advisors
New York
$546K +$529K +9,438 New
VF
317
Virtu Financial
New York
$537K +$520K +9,283 New
CIA
318
Capital Investment Advisors
Georgia
$533K -$15.1K -269 -3%
GH
319
GAM Holding
Switzerland
$526K -$560K -10,000 -52%
BTS
320
BB&T Securities
Virginia
$523K
Baird Financial Group
321
Baird Financial Group
Wisconsin
$513K +$497K +8,871 New
PA
322
Profund Advisors
Maryland
$507K +$115K +2,052 +31%
BF
323
BOK Financial
Oklahoma
$503K -$5.21K -93 -1%
KRSITF
324
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$501K -$36.1K -645 -7%
CIBC World Market
325
CIBC World Market
Ontario, Canada
$498K -$515K -9,199 -52%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.