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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
IAM
301
Integre Asset Management
New York
$319K
Walleye Trading
302
Walleye Trading
New York
$313K -$727K -18,901 -70%
Thrivent Financial for Lutherans
303
Thrivent Financial for Lutherans
Minnesota
$312K +$11.5K +300 +4%
SCA
304
Secor Capital Advisors
New York
$311K +$303K +7,879 New
Capstone Investment Advisors
305
Capstone Investment Advisors
New York
$307K -$1.3M -33,700 -81%
VIM
306
Veritas Investment Management
United Kingdom
$303K -$122K -3,170 -29%
WAM
307
Wealthspire Advisors (Maryland)
Maryland
$297K -$49.5K -1,286 -15%
EHWM
308
Eads & Heald Wealth Management
Georgia
$294K +$1.15K +30 +0.4%
CL
309
Choreo LLC
Illinois
$290K -$10.1K -263 -3%
DVM
310
Dreman Value Management
Florida
$283K +$59.2K +1,539 +27%
VFS
311
VSR Financial Services
Kansas
$273K +$25.3K +658 +10%
CC
312
ClearArc Capital
Ohio
$262K -$693 -18 -0.3%
Handelsbanken Fonder
313
Handelsbanken Fonder
Sweden
$261K -$1.04M -26,974 -80%
GWM
314
Geneos Wealth Management
Colorado
$261K +$252K +6,561 New
Daiwa Securities Group
315
Daiwa Securities Group
Japan
$260K
William Blair & Company
316
William Blair & Company
Illinois
$257K -$10.1K -262 -4%
SM
317
Sciencast Management
New Jersey
$256K -$219K -5,700 -47%
SB
318
Suntrust Banks
Georgia
$255K +$73.1K +1,900 +42%
FP
319
FDO Partners
Massachusetts
$253K +$247K +6,420 New
MSV
320
MN Services Vermogensbeheer
Netherlands
$253K +$281K +7,304 New
CCA
321
Checchi Capital Advisers
California
$251K +$9.35K +243 +4%
HC
322
Henshaw Capital
Massachusetts
$251K +$245K +6,358 New
IG
323
ING Group
Netherlands
$246K +$240K +6,241 New
PI
324
Putnam Investments
Massachusetts
$243K
S
325
SignatureFD
Georgia
$242K +$9.77K +254 +4%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.