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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
VI
276
Versor Investments
New York
$1.06M +$1.04M +18,500 New
WAM
277
World Asset Management
Michigan
$1.05M +$24.9K +443 +2%
SRAM
278
Stone Ridge Asset Management
New York
$1.05M -$664K -11,800 -39%
CFB
279
Cullen/Frost Bankers
Texas
$1.03M +$564K +10,014 +124%
CI
280
CX Institutional
Indiana
$1.02M -$189K -3,355 -16%
WA
281
WESPAC Advisors
California
$999K -$586K -10,417 -37%
ACS
282
Archford Capital Strategies
Illinois
$999K +$1.13K +20 +0.1%
ACM
283
AlphaCrest Capital Management
New York
$972K +$958K +17,014 New
SMDAM
284
Sumitomo Mitsui DS Asset Management
Japan
$970K +$125K +2,224 +15%
HB
285
Homrich & Berg
Georgia
$963K +$87K +1,545 +10%
Massachusetts Financial Services
286
Massachusetts Financial Services
Massachusetts
$950K +$3.6K +64 +0.4%
COPPSERS
287
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$949K +$79.2K +1,407 +9%
IG
288
ING Group
Netherlands
$925K -$1.27M -22,564 -58%
AIM
289
Achmea Investment Management
Netherlands
$923K
Creative Planning
290
Creative Planning
Kansas
$904K +$54.5K +968 +7%
TI
291
Trexquant Investment
Connecticut
$903K +$119K +2,115 +15%
SCM
292
Shelton Capital Management
Colorado
$897K
SLF
293
Sun Life Financial
Ontario, Canada
$870K +$184K +3,262 +27%
LIA
294
LS Investment Advisors
Michigan
$859K -$35.6K -633 -4%
Natixis Advisors
295
Natixis Advisors
Massachusetts
$822K -$559K -9,922 -41%
BTS
296
BB&T Securities
Virginia
$810K -$73K -1,297 -8%
SEI Investments
297
SEI Investments
Pennsylvania
$805K -$274K -4,875 -26%
MYAM
298
Meiji Yasuda Asset Management
Japan
$802K +$73.1K +1,298 +10%
RIG
299
Roosevelt Investment Group
New York
$770K
KRS
300
Kentucky Retirement Systems
Kentucky
$759K +$68.8K +1,222 +10%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.