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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
251
Janney Montgomery Scott
Pennsylvania
$1.35M +$198K +3,522 +18%
OAM
252
Oppenheimer Asset Management
New York
$1.35M -$47.8K -849 -3%
NFG
253
Next Financial Group
Texas
$1.33M -$506K -8,983 -28%
WBC
254
Westpac Banking Corp
Australia
$1.3M
NAM
255
Nissay Asset Management
Japan
$1.29M +$62.8K +1,116 +5%
AI
256
Atria Investments
North Carolina
$1.26M -$218K -3,873 -15%
ERSOT
257
Employees Retirement System of Texas
Texas
$1.24M -$747K -13,275 -38%
Stifel Financial
258
Stifel Financial
Missouri
$1.24M -$206K -3,667 -14%
JFGIW
259
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1.24M -$49.1K -872 -4%
TW
260
Transform Wealth
Colorado
$1.22M -$61.9K -1,100 -5%
TAF
261
Tredje AP-fonden
Sweden
$1.22M +$86K +1,527 +8%
CCP
262
Corient Capital Partners
California
$1.21M -$368K -6,535 -24%
RT
263
Rockland Trust
Massachusetts
$1.2M +$25.1K +445 +2%
Grantham, Mayo, Van Otterloo & Co (GMO)
264
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.19M +$1.18M +20,900 New
ECM
265
Everence Capital Management
Indiana
$1.17M
NB
266
Norinchukin Bank
Japan
$1.16M +$44.6K +792 +4%
SO
267
STRS Ohio
Ohio
$1.16M +$126K +2,241 +12%
UA
268
Unison Advisors
District of Columbia
$1.15M +$10.4K +184 +0.9%
NMERB
269
New Mexico Educational Retirement Board
New Mexico
$1.14M -$67.6K -1,200 -6%
CIP
270
Convergence Investment Partners
Florida
$1.11M -$274K -4,871 -20%
AIC
271
Ameritas Investment Company
Nebraska
$1.11M +$758K +13,459 +227%
Wealth Enhancement Advisory Services
272
Wealth Enhancement Advisory Services
Minnesota
$1.1M +$1.12M +19,906 New
UCFA
273
United Capital Financial Advisors
Texas
$1.08M -$110K -1,962 -9%
PT
274
Plimoth Trust
Massachusetts
$1.08M -$25.1K -445 -2%
BCM
275
Brookstone Capital Management
Illinois
$1.08M -$1.14M -20,271 -52%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.