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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
251
Sound Income Strategies
Florida
$858K -$100K -2,040 -10%
Acadian Asset Management
252
Acadian Asset Management
Massachusetts
$855K +$906K +18,397 +1,968%
RT
253
Rockland Trust
Massachusetts
$847K -$32.3K -656 -3%
PT
254
Plimoth Trust
Massachusetts
$836K +$26.3K +535 +3%
SMDAM
255
Sumitomo Mitsui DS Asset Management
Japan
$827K -$77K -1,564 -8%
WI
256
WBI Investments
New Jersey
$824K -$16.5M -334,481 -95%
OSNBOA
257
Old Second National Bank of Aurora
Illinois
$824K -$724K -14,708 -44%
CCM
258
Cadence Capital Management
Massachusetts
$819K -$1.26M -25,620 -58%
ACS
259
Archford Capital Strategies
Illinois
$777K -$2.21K -45 -0.3%
II
260
IFM Investors
Australia
$777K +$61.8K +1,255 +8%
WBC
261
Westpac Banking Corp
Australia
$775K
Massachusetts Financial Services
262
Massachusetts Financial Services
Massachusetts
$772K +$46.6K +946 +6%
IFWM
263
Institute for Wealth Management
Colorado
$738K +$829K +16,844 New
WA
264
WESPAC Advisors
California
$723K +$805K +16,363 New
FNT
265
First National Trust
Pennsylvania
$709K -$638K -12,956 -45%
IG
266
ING Group
Netherlands
$708K -$626K -12,709 -44%
WAM
267
World Asset Management
Michigan
$700K -$26.9K -546 -3%
SCM
268
Shelton Capital Management
Colorado
$693K
SIM
269
Sentry Investment Management
Wisconsin
$682K +$760K +15,440 New
ZIG
270
Zurich Insurance Group
Switzerland
$680K
LIA
271
LS Investment Advisors
Michigan
$676K +$217K +4,409 +40%
Stifel Financial
272
Stifel Financial
Missouri
$643K +$1.03K +21 +0.1%
COPPSERS
273
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$634K -$363K -7,370 -34%
Neuberger Berman Group
274
Neuberger Berman Group
New York
$634K -$186K -3,788 -21%
Balyasny Asset Management
275
Balyasny Asset Management
Illinois
$625K +$696K +14,143 New

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.