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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
MERSOM
251
Municipal Employees' Retirement System of Michigan
Michigan
$1.49M -$105K -1,630 -7%
BCSB
252
Bristol County Savings Bank
Massachusetts
$1.49M +$1.49M +23,130 New
Nomura Holdings
253
Nomura Holdings
Japan
$1.45M +$57.5K +894 +4%
WGCA
254
Wolf Group Capital Advisors
Virginia
$1.43M -$328K -5,095 -19%
COPPSERS
255
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.41M +$125K +1,941 +10%
SMDAM
256
Sumitomo Mitsui DS Asset Management
Japan
$1.4M -$85K -1,322 -6%
ZCA
257
Zeke Capital Advisors
Pennsylvania
$1.39M +$788K +12,253 +132%
Axa
258
Axa
France
$1.37M +$1.02M +15,829 +290%
CSS
259
Cubist Systematic Strategies
Connecticut
$1.33M +$536K +8,339 +68%
NC
260
NewSquare Capital
Pennsylvania
$1.33M -$33.8K -526 -2%
ANRIA
261
American National Registered Investment Advisor
Texas
$1.29M -$428K -6,650 -25%
MNBTD
262
Moody National Bank Trust Division
Texas
$1.29M -$428K -6,650 -25%
SDIC
263
South Dakota Investment Council
South Dakota
$1.28M +$1.28M +19,900 New
CG
264
Clinton Group
New York
$1.28M +$1.28M +19,865 New
LTFS
265
Ladenburg Thalmann Financial Services
Florida
$1.25M +$60.4K +939 +5%
HAM
266
Highstreet Asset Management
Ontario, Canada
$1.23M -$146K -2,267 -11%
ACS
267
Archford Capital Strategies
Illinois
$1.23M +$80.1K +1,245 +7%
OI
268
Oakbrook Investments
Illinois
$1.23M +$1.23M +19,050 New
LPL Financial
269
LPL Financial
California
$1.19M -$404K -6,283 -25%
GS
270
GAM Systematic
United Kingdom
$1.17M +$127K +1,970 +12%
VIA
271
Virtus Investment Advisers
Connecticut
$1.13M -$57.1K -887 -5%
WBC
272
Westpac Banking Corp
Australia
$1.13M -$38.3K -596 -3%
SO
273
STRS Ohio
Ohio
$1.12M -$15.6K -242 -1%
IA
274
IFP Advisors
Florida
$1.11M -$96K -1,493 -8%
Natixis Advisors
275
Natixis Advisors
Massachusetts
$1.08M +$59.4K +923 +6%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.