We are live on ! Find out more
PFG icon

Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
HIMCH
226
Hartford Investment Management Co (HIMCO)
Connecticut
$1.76M -$24.9K -455 -1%
MA
227
Montag & Associates
Georgia
$1.72M -$82.1K -1,500 -5%
SS
228
Sunbelt Securities
Texas
$1.7M +$24.9K +454 +1%
CWM
229
CIBC World Markets
New York
$1.68M +$55K +1,004 +3%
NIPH
230
NN Investment Partners Holdings
Netherlands
$1.67M +$193K +3,535 +13%
II
231
IFM Investors
Australia
$1.67M -$125K -2,281 -7%
M&T Bank
232
M&T Bank
New York
$1.64M +$165K +3,010 +11%
Pacer Advisors
233
Pacer Advisors
Pennsylvania
$1.63M +$117K +2,144 +8%
LTFS
234
Ladenburg Thalmann Financial Services
Florida
$1.62M +$44.3K +810 +3%
WBC
235
Westpac Banking Corp
Australia
$1.6M +$350K +6,400 +28%
SO
236
STRS Ohio
Ohio
$1.55M +$435K +7,944 +39%
B
237
BP
United Kingdom
$1.53M -$2.69M -49,200 -64%
HW
238
Hancock Whitney
Mississippi
$1.52M -$45.3K -827 -3%
MCAI
239
Members Capital Advisors Inc
Wisconsin
$1.49M +$1.48M +27,122 New
QIM
240
Quantitative Investment Management
Virginia
$1.48M +$1.47M +26,852 New
SBH
241
Segall Bryant & Hamill
Illinois
$1.43M
PAM
242
Panagora Asset Management
Massachusetts
$1.43M
TRSOTSOK
243
Teachers Retirement System of the State of Kentucky
Kentucky
$1.4M
SAM
244
Securian Asset Management
Minnesota
$1.4M -$43.9K -802 -3%
OPERF
245
Oregon Public Employees Retirement Fund
Oregon
$1.35M -$78.4K -1,433 -5%
ACM
246
AlphaCrest Capital Management
New York
$1.33M +$389K +7,108 +42%
Northwestern Mutual Wealth Management
247
Northwestern Mutual Wealth Management
Wisconsin
$1.33M +$733K +13,383 +125%
DADC
248
D.A. Davidson & Co
Montana
$1.32M -$928K -16,951 -41%
CIBC Asset Management
249
CIBC Asset Management
Ontario, Canada
$1.29M -$15.7K -286 -1%
OAM
250
Oppenheimer Asset Management
New York
$1.27M -$28K -512 -2%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.