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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
226
Sound Income Strategies
Florida
$1.75M +$248K +4,414 +17%
SS
227
Sunbelt Securities
Texas
$1.74M +$1.2M +21,356 +234%
DZ Bank
228
DZ Bank
Germany
$1.69M -$6.7M -118,999 -80%
MCM
229
Mainstay Capital Management
Michigan
$1.69M +$88.7K +1,575 +6%
CWM
230
CIBC World Markets
New York
$1.69M -$872K -15,489 -34%
3C
231
361 Capital
Colorado
$1.68M +$1.16M +20,547 +233%
AQR Capital Management
232
AQR Capital Management
Connecticut
$1.66M +$713K +12,659 +77%
LTFS
233
Ladenburg Thalmann Financial Services
Florida
$1.65M +$102K +1,810 +7%
HW
234
Hancock Whitney
Mississippi
$1.63M -$10.4K -184 -0.6%
RIM
235
Redpoint Investment Management
Australia
$1.62M -$631K -11,214 -28%
CEP
236
Chicago Equity Partners
Illinois
$1.6M +$1.58M +28,030 New
Pacer Advisors
237
Pacer Advisors
Pennsylvania
$1.57M +$150K +2,672 +11%
NIPH
238
NN Investment Partners Holdings
Netherlands
$1.54M -$32.8K -582 -2%
M&T Bank
239
M&T Bank
New York
$1.53M +$636K +11,290 +73%
SAM
240
Securian Asset Management
Minnesota
$1.5M -$22.5K -400 -1%
SBH
241
Segall Bryant & Hamill
Illinois
$1.49M -$223K -3,965 -13%
OPERF
242
Oregon Public Employees Retirement Fund
Oregon
$1.49M -$81K -1,439 -5%
PAM
243
Panagora Asset Management
Massachusetts
$1.49M -$12.9K -229 -0.9%
Cambridge Investment Research Advisors
244
Cambridge Investment Research Advisors
Iowa
$1.48M +$22.8K +405 +2%
SDIC
245
South Dakota Investment Council
South Dakota
$1.48M +$105K +1,860 +8%
LOAMS
246
Lombard Odier Asset Management (Switzerland)
Switzerland
$1.47M -$220K -3,903 -13%
TRSOTSOK
247
Teachers Retirement System of the State of Kentucky
Kentucky
$1.46M
ZIG
248
Zurich Insurance Group
Switzerland
$1.43M +$546K +9,700 +63%
CPO
249
Cerity Partners OCIO
New York
$1.41M -$1.84M -32,745 -57%
CIBC Asset Management
250
CIBC Asset Management
Ontario, Canada
$1.36M -$18.2K -324 -1%