We are live on ! Find out more
PFG icon

Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
UB
226
UMB Bank
Missouri
$1.75M -$228K -4,096 -12%
NC
227
NewSquare Capital
Pennsylvania
$1.72M +$148K +2,661 +10%
Macquarie Group
228
Macquarie Group
Australia
$1.72M -$8.92K -160 -0.5%
OPERF
229
Oregon Public Employees Retirement Fund
Oregon
$1.71M
FNT
230
First National Trust
Pennsylvania
$1.7M -$435K -7,803 -21%
IG
231
ING Group
Netherlands
$1.68M +$1.6M +28,731 New
Citigroup
232
Citigroup
New York
$1.68M -$7.04M -126,345 -82%
OI
233
Oakbrook Investments
Illinois
$1.67M +$1M +18,020 +172%
TRSOTSOK
234
Teachers Retirement System of the State of Kentucky
Kentucky
$1.66M -$97.5K -1,750 -6%
MCM
235
Mainstay Capital Management
Michigan
$1.65M -$81.3K -1,458 -5%
SEI Investments
236
SEI Investments
Pennsylvania
$1.65M -$1.18M -21,255 -43%
AAM
237
Advisors Asset Management
Colorado
$1.59M -$14.8K -265 -1%
SAM
238
Securian Asset Management
Minnesota
$1.57M -$7.41K -133 -0.5%
RIM
239
Redpoint Investment Management
Australia
$1.54M
Thrivent Financial for Lutherans
240
Thrivent Financial for Lutherans
Minnesota
$1.52M -$9.1M -163,267 -86%
CIBC Asset Management
241
CIBC Asset Management
Ontario, Canada
$1.46M -$7.75K -139 -0.6%
Janney Montgomery Scott
242
Janney Montgomery Scott
Pennsylvania
$1.45M +$61K +1,095 +5%
LTFS
243
Ladenburg Thalmann Financial Services
Florida
$1.42M +$125K +2,234 +10%
NMERB
244
New Mexico Educational Retirement Board
New Mexico
$1.39M -$61.3K -1,100 -4%
OAM
245
Oppenheimer Asset Management
New York
$1.36M +$1.3M +23,276 New
SLF
246
Sun Life Financial
Ontario, Canada
$1.29M +$1.19M +21,280 +2,947%
EI
247
EDMP Inc
Florida
$1.28M +$1.22M +21,935 New
COPPSERS
248
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.27M -$343K -6,150 -22%
Cambridge Investment Research Advisors
249
Cambridge Investment Research Advisors
Iowa
$1.27M +$14.1K +253 +1%
SIS
250
Sound Income Strategies
Florida
$1.26M +$349K +6,261 +41%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.