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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
226
CIBC World Markets
New York
$2.13M -$1.28M -19,395 -36%
DADC
227
D.A. Davidson & Co
Montana
$2.11M -$28.2K -428 -1%
DC
228
Diametric Capital
Massachusetts
$2.11M +$2.28M +34,594 New
SW
229
SVB Wealth
Massachusetts
$2.1M +$2.27M +34,550 New
Skandinaviska Enskilda Banken (SEB)
230
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.08M -$77.1M -1,172,021 -97%
AIMCA
231
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.03M -$5.95M -90,400 -73%
AB
232
Amalgamated Bank
New York
$2.02M -$26.7K -406 -1%
RCM
233
Riverhead Capital Management
Delaware
$2.02M +$542K +8,235 +33%
SLAM
234
Swiss Life Asset Management
$1.99M +$269K +4,085 +14%
FWIA
235
Fort Washington Investment Advisors
Ohio
$1.99M -$394K -5,981 -15%
OSNBOA
236
Old Second National Bank of Aurora
Illinois
$1.97M +$84.4K +1,283 +4%
MCM
237
Mainstay Capital Management
Michigan
$1.92M -$78.7K -1,196 -4%
DIA
238
Dean Investment Associates
Ohio
$1.91M +$428K +6,507 +26%
Janney Montgomery Scott
239
Janney Montgomery Scott
Pennsylvania
$1.89M +$343K +5,208 +20%
ZCA
240
Zeke Capital Advisors
Pennsylvania
$1.87M +$374K +5,678 +23%
CMO
241
Covenant Multifamily Offices
Texas
$1.85M +$2M +30,338 New
O
242
OppenheimerFunds
New York
$1.84M -$490K -7,444 -20%
FNT
243
First National Trust
Pennsylvania
$1.83M +$1.4M +21,254 +243%
TRSOTSOK
244
Teachers Retirement System of the State of Kentucky
Kentucky
$1.83M
FCM
245
Flinton Capital Management
Pennsylvania
$1.82M +$480K +7,296 +32%
Acadian Asset Management
246
Acadian Asset Management
Massachusetts
$1.81M +$1.79M +27,139 +1,039%
OPERF
247
Oregon Public Employees Retirement Fund
Oregon
$1.77M +$70.2K +1,067 +4%
IG
248
ING Group
Netherlands
$1.68M +$131K +1,991 +8%
RIM
249
Redpoint Investment Management
Australia
$1.67M -$130K -1,972 -7%
SAM
250
Securian Asset Management
Minnesota
$1.65M -$13.2K -200 -0.7%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.