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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
NMERB
226
New Mexico Educational Retirement Board
New Mexico
$1.66M +$72.8K +1,300 +5%
CAM
227
Capstone Asset Management
Texas
$1.65M -$16.3K -290 -1%
DnB Asset Management
228
DnB Asset Management
Norway
$1.64M +$61.6K +1,100 +4%
N
229
Natixis
France
$1.59M +$791K +14,110 +105%
O
230
OppenheimerFunds
New York
$1.57M -$86.6K -1,546 -5%
ANRIA
231
American National Registered Investment Advisor
Texas
$1.55M
MNBTD
232
Moody National Bank Trust Division
Texas
$1.54M
SAM
233
Securian Asset Management
Minnesota
$1.54M +$27.3K +488 +2%
IRF
234
IBM Retirement Fund
New York
$1.52M -$11K -196 -0.8%
Massachusetts Financial Services
235
Massachusetts Financial Services
Massachusetts
$1.5M -$53.1K -947 -4%
MERSOM
236
Municipal Employees' Retirement System of Michigan
Michigan
$1.49M -$63.9K -1,140 -4%
CIBC Asset Management
237
CIBC Asset Management
Ontario, Canada
$1.47M +$14.2K +253 +1%
OTPPB
238
Ontario Teachers' Pension Plan Board
Ontario, Canada
$1.46M +$512K +9,129 +57%
WAM
239
World Asset Management
Michigan
$1.46M -$108K -1,920 -7%
DIP
240
DT Investment Partners
Pennsylvania
$1.43M
HighTower Advisors
241
HighTower Advisors
Illinois
$1.42M +$767K +13,696 +126%
VIA
242
Virtus Investment Advisers
Connecticut
$1.42M +$1.25M +22,270 +1,005%
QT
243
Quantbot Technologies
New York
$1.38M +$1.33M +23,765 New
QC
244
Quadrature Capital
United Kingdom
$1.36M +$1.31M +23,446 New
Caisse de Depot et Placement du Quebec (CDPQ)
245
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$1.35M -$2.91M -52,000 -69%
LMGAM
246
Liberty Mutual Group Asset Management
Massachusetts
$1.3M -$1.91K -34 -0.2%
AQR Capital Management
247
AQR Capital Management
Connecticut
$1.29M +$58.5K +1,044 +5%
LPL Financial
248
LPL Financial
California
$1.26M +$55.9K +997 +5%
SOADOR
249
State of Alaska Department of Revenue
Alaska
$1.26M +$7.84K +140 +0.6%
MAM
250
Martingale Asset Management
Massachusetts
$1.25M -$7.48M -133,425 -86%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.