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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WS
26
Wedbush Securities
California
$220K
DADC
27
D.A. Davidson & Co
Montana
$197K
SWMP
28
Signature Wealth Management Partners
New Jersey
$170K
ORC
29
O'Rourke & Company
Massachusetts
$157K
CF
30
Centaurus Financial
California
$155K
CIA
31
Capital Investment Advisors
Georgia
$149K +$149K +12,592 New
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$137K +$461 +39 +0.3%
BlackRock
33
BlackRock
New York
$137K
Wealth Enhancement Advisory Services
34
Wealth Enhancement Advisory Services
Minnesota
$133K
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$122K +$1.53K +129 +1%
Comerica Bank
36
Comerica Bank
Texas
$104K +$367 +31 +0.4%
SIS
37
Sound Income Strategies
Florida
$77.7K +$414 +35 +0.5%
NWMP
38
Noble Wealth Management PBC
Colorado
$64.2K
FFA
39
Farther Finance Advisors
California
$46.3K
WA
40
Whipplewood Advisors
Colorado
$43.2K -$1.09K -92 -2%
PWPS
41
Pinnacle Wealth Planning Services
Ohio
$35.6K +$35.5K +3,000 New
WB
42
Webster Bank
Connecticut
$23.7K +$23.7K +2,000 New
AF
43
Allworth Financial
California
$17K
IA
44
IFP Advisors
Florida
$11.9K -$112K -9,433 -90%
SPIA
45
Steward Partners Investment Advisory
New York
$5.93K -$2.96K -250 -33%
GWM
46
Geneos Wealth Management
Colorado
$4.27K
HFS
47
Hantz Financial Services
Michigan
$4K
US Bancorp
48
US Bancorp
Minnesota
$3.56K
BTI
49
Blue Trust Inc
Georgia
$2.37K
Pathstone Holdings
50
Pathstone Holdings
New Jersey
-$390K -32,487 Closed