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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$188K
SWMP
27
Signature Wealth Management Partners
New Jersey
$162K +$158K +14,351 New
CF
28
Centaurus Financial
California
$148K
ORC
29
O'Rourke & Company
Massachusetts
$141K
Wealth Enhancement Advisory Services
30
Wealth Enhancement Advisory Services
Minnesota
$138K
BlackRock
31
BlackRock
New York
$130K
IA
32
IFP Advisors
Florida
$128K -$23.5K -2,139 -16%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$123K +$340 +31 +0.3%
BFF
34
Byrne Financial Freedom
Massachusetts
$120K
CW
35
CreativeOne Wealth
Kansas
$115K +$112K +10,200 New
Comerica Bank
36
Comerica Bank
Texas
$98.5K +$329 +30 +0.3%
SIS
37
Sound Income Strategies
Florida
$73.6K +$340 +31 +0.5%
WA
38
Whipplewood Advisors
Colorado
$43.2K +$42K +3,820 New
AF
39
Allworth Financial
California
$16.2K
GWSG
40
GPS Wealth Strategies Group
Colorado
$14.1K
SPIA
41
Steward Partners Investment Advisory
New York
$8.48K
MCM
42
MAI Capital Management
Ohio
$8.48K +$8.24K +750 New
EWM
43
Evolution Wealth Management
Florida
$7.33K +$7.12K +648 New
GWM
44
Geneos Wealth Management
Colorado
$4.07K
US Bancorp
45
US Bancorp
Minnesota
$3.39K
BTI
46
Blue Trust Inc
Georgia
$2.26K
CIA
47
Cape Investment Advisory
Georgia
$2.26K
SA
48
SFI Advisors
New Jersey
-$227K -20,267 Closed
ACM
49
Arlington Capital Management
Illinois
-$150K -13,409 Closed
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
-$141K -12,539 Closed