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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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147 hedge funds and large institutions have $551M invested in NEOPHOTONICS CORP in 2016 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 40 increasing their positions, 57 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more capital invested

Capital invested by funds: $316M → $551M (+$235M)

56% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 25

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

11% more funds holding

Funds holding: 133 → 147 (+14)

30% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 57

34% less call options, than puts

Call options by funds: $3.48M | Put options by funds: $5.26M

Holders
147
Holders Change
+14
Holders Change %
+10.53%
% of All Funds
3.92%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
39
Increased
40
Reduced
57
Closed
25
Calls
$3.48M
Puts
$5.26M
Net Calls
-$1.78M
Net Calls Change
-$1.91M

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$8.79M
2
QAM
Quentec Asset Management
New York
+$6.27M
3
DCM
Driehaus Capital Management
Illinois
+$5.92M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$5.78M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$5.37M

Top Sellers

Rank Fund Capital Flow
1
NC
Northpointe Capital
Michigan
-$6.21M
2
Invesco
Invesco
Georgia
-$5.27M
3
Renaissance Technologies
Renaissance Technologies
New York
-$4.12M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$3.77M
5
AIC
AWM Investment Company
New York
-$3.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
126
Acrospire Investment Management
Illinois
$52K -$38K -2,700 -46%
Canada Life
127
Canada Life
Manitoba, Canada
$52K – – –
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$50K +$43.3K +3,079 New
Walleye Trading
129
Walleye Trading
New York
$39K -$90.5K -6,430 -73%
WA
130
WFG Advisors
Texas
$38K -$21.1K -1,500 -39%
BNP Paribas Financial Markets
131
BNP Paribas Financial Markets
France
$34.7K +$13.8K +983 +86%
UBS Group
132
UBS Group
Switzerland
$29K -$205K -14,556 -89%
MA
133
MUFG Americas
New York
$21K -$2.74K -195 -13%
AG
134
Advisor Group
Arizona
$20K -$76.2K -5,413 -82%
SIG
135
Stanford Investment Group
California
$16K – – –
LTFS
136
Ladenburg Thalmann Financial Services
Florida
$12K +$6.68K +475 +167%
CG
137
Cutler Group
California
$11K +$9.85K +700 New
PCM
138
Prelude Capital Management
New York
$8K -$141K -10,000 -95%
TCOV
139
Trust Company of Vermont
Vermont
$8K – – –
LAM
140
Lebenthal Asset Management
New York
$8K +$7.18K +510 New
FPFS
141
First Personal Financial Services
North Carolina
$7K -$887 -63 -12%
Barclays
142
Barclays
United Kingdom
$6K +$5.6K +398 New
PSC
143
Piper Sandler & Co
Minnesota
$5K +$4.22K +300 New
TCIM
144
TIAA CREF Investment Management
New York
$2.82K -$22.1K -1,572 -0.9%
TWA
145
TCI Wealth Advisors
Arizona
$2K – – –
GWM
146
Geneos Wealth Management
Colorado
$1K +$1.53K +109 New
VOYA Investment Management
147
VOYA Investment Management
Georgia
$224 – – –
SAM
148
Scion Asset Management
California
– -$2.86M -300,000 Closed
ZDA
149
Zweig-DiMenna Associates
New York
– -$2.52M -265,000 Closed
SCM
150
Suffolk Capital Management
New York
– -$2.4M -252,357 Closed
3 4 5
6
7

NPTN Hedge Fund Activity: Q3 2016 in Review

147 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2016, worth a combined $551M — up 75% from $316M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new NPTN positions and 25 closed out — a net gain of 14 holders — while 40 added to existing stakes and 57 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $8.79M. The largest seller was Northpointe Capital, cutting an estimated $6.21M.

  • 147 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2016, up from 133 in Q2 2016.
  • Funds reported $551M of NEOPHOTONICS CORP stock for Q3 2016, up 75% quarter-over-quarter.
  • 39 funds opened new NEOPHOTONICS CORP positions in Q3 2016 and 25 closed out, a net change of +14 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2016 was Goldman Sachs, an estimated $8.79M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2016 was Northpointe Capital, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2016.