NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
61 hedge funds and large institutions have $78.1M invested in NEOPHOTONICS CORP in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 17 closing their positions.
13% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 23
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
5% less capital invested
Capital invested by funds: $82.7M → $78.1M (-$4.54M)
15% less funds holding
Funds holding: 72 → 61 (-11)
65% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 17
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Penn Capital Management
Philadelphia,
Pennsylvania
|
+$3.35M |
| 2 |
AWMDMG
Austin W. Marxe & David M. Greenhouse
New York
|
+$2.41M |
| 3 |
RA
Royce & Associates
New York
|
+$1.63M |
| 4 |
TI
Turner Investments
Berwyn,
Pennsylvania
|
+$1.1M |
| 5 |
GPC
Glacier Peak Capital
Bellevue,
Washington
|
+$838K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIC
Chilton Investment Company
Stamford,
Connecticut
|
-$4.41M |
| 2 |
WRF
Waddell & Reed Financial
Overland Park,
Kansas
|
-$2.19M |
| 3 |
Allianz Asset Management
Munich,
Germany
|
-$1.1M |
| 4 |
Verition Fund Management
Greenwich,
Connecticut
|
-$813K |
| 5 |
TCM
Timpani Capital Management
Milwaukee,
Wisconsin
|
-$770K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Bank of America
Charlotte,
North Carolina
| – | -$56K | -7,545 | Closed |
|
77
Credit Agricole
Montrouge Cedex,
France
| – | -$19K | -2,613 | Closed |
|
NPTN Hedge Fund Activity: Q4 2013 in Review
61 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2013, worth a combined $78.1M — down 5.5% from $82.7M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of NPTN and 6 opened new positions — a net loss of 11 holders — while 23 trimmed existing stakes and 26 added.
The largest buyer was Penn Capital Management, adding an estimated $3.35M. The largest seller was Chilton Investment Company, exiting entirely with an estimated $4.41M sold.
- 61 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2013, down from 72 in Q3 2013.
- Funds reported $78.1M of NEOPHOTONICS CORP stock for Q4 2013, down 5.5% quarter-over-quarter.
- 6 funds opened new NEOPHOTONICS CORP positions in Q4 2013 and 17 closed out, a net change of -11 holders.
- The largest NEOPHOTONICS CORP buyer in Q4 2013 was Penn Capital Management, an estimated $3.35M added.
- The largest NEOPHOTONICS CORP seller in Q4 2013 was Chilton Investment Company, an estimated $4.41M sold.
Based on aggregated 13F filings for Q4 2013.