WRF
NPTN

Waddell & Reed Financial’s NEOPHOTONICS CORP NPTN Stock Holding History

Waddell & Reed Financial’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-296,400
Closed -$2.19M – 588
2013
Q3 		$2.19M Hold
296,400
– – ﹤0.01% 530
2013
Q2 		$2.58M Buy
+296,400
New +$1.91M 0.01% 496

Other funds holding NPTN

MCM
Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
PCM
Penn Capital Management Philadelphia, Pennsylvania $1.58B AUM 81.2% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
ACM
Argent Capital Management St Louis, Missouri $3.17B AUM 36.16% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Waddell & Reed Financial's NPTN Position: Q4 2013 in Review

Waddell & Reed Financial sold out of NEOPHOTONICS CORP (NPTN) in Q4 2013, closing a stake of 296,400 shares — an estimated $2.19M sold.

Waddell & Reed Financial first reported a position in NPTN in Q2 2013 and held it in 2 quarters. The position peaked at $2.58M in Q2 2013. 61 funds tracked by Wall St. Rank hold NPTN as of Q4 2013.

  • Waddell & Reed Financial reported no remaining NEOPHOTONICS CORP position as of Q4 2013 after selling out during the quarter.
  • Waddell & Reed Financial sold 296,400 NEOPHOTONICS CORP shares in Q4 2013, an estimated $2.19M.
  • Waddell & Reed Financial first reported a position in NEOPHOTONICS CORP in Q2 2013 and held it in 2 quarters.
  • Waddell & Reed Financial's NEOPHOTONICS CORP position peaked at $2.58M in Q2 2013.
  • 61 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2013.

Based on Waddell & Reed Financial's 13F filing for Q4 2013, filed 14 Feb 2014.