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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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97 hedge funds and large institutions have $196M invested in NEOPHOTONICS CORP in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

309% more call options, than puts

Call options by funds: $3.87M | Put options by funds: $946K

48% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 25

4% less funds holding

Funds holding: 101 → 97 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

32% less capital invested

Capital invested by funds: $288M → $196M (-$91.3M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
97
Holders Change
-4
Holders Change %
-3.96%
% of All Funds
2.42%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
13
Increased
37
Reduced
25
Closed
17
Calls
$3.87M
Puts
$946K
Net Calls
+$2.92M
Net Calls Change
-$550K

Top Buyers

Rank Fund Capital Flow
1
CCPM
Cooper Creek Partners Management
New York
+$3.86M
2
JGC
J. Goldman & Co
New York
+$3.61M
3
LOAMU
Lombard Odier Asset Management (USA)
New York
+$3.47M
4
QAM
Quentec Asset Management
New York
+$3.17M
5
Boston Partners
Boston Partners
Massachusetts
+$2.29M

Top Sellers

Rank Fund Capital Flow
1
Alyeska Investment Group
Alyeska Investment Group
Illinois
-$13.6M
2
NC
Northpointe Capital
Michigan
-$5.2M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$3.97M
4
SC
Shellback Capital
Massachusetts
-$3.72M
5
MWNA
Marshall Wace North America
New York
-$2.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCMI
51
Princeton Capital Management Inc
New Jersey
$249K +$3.38K +501 +1%
Wells Fargo
52
Wells Fargo
California
$242K +$129K +19,088 +78%
Renaissance Technologies
53
Renaissance Technologies
New York
$219K -$1.82M -269,300 -87%
RhumbLine Advisers
54
RhumbLine Advisers
Massachusetts
$215K +$1.01K +150 +0.4%
NFA
55
Nationwide Fund Advisors
Ohio
$214K – – –
BFM
56
Boothbay Fund Management
New York
$208K -$191K -28,266 -43%
CS
57
Credit Suisse
Switzerland
$195K +$106K +15,730 +81%
PG
58
PEAK6 Group
Illinois
$191K -$209K -30,919 -47%
PCM
59
Prelude Capital Management
New York
$191K -$99K -14,667 -30%
New York State Common Retirement Fund
60
New York State Common Retirement Fund
New York
$158K – – –
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$155K +$5.52K +818 +3%
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$145K – – –
Parallax Volatility Advisers
63
Parallax Volatility Advisers
California
$137K +$153K +22,736 +1,224%
Ameriprise
64
Ameriprise
Minnesota
$131K +$20.6K +3,050 +15%
AIG
65
American International Group
New York
$120K +$10.9K +1,620 +8%
California Public Employees Retirement System
66
California Public Employees Retirement System
California
$110K – – –
T. Rowe Price Associates
67
T. Rowe Price Associates
Maryland
$106K – – –
IIA
68
IPG Investment Advisors
California
$106K -$81K -12,000 -39%
VOYA Investment Management
69
VOYA Investment Management
Georgia
$92K – – –
MC
70
Menta Capital
California
$86K +$104K +15,451 New
Jacobs Levy Equity Management
71
Jacobs Levy Equity Management
New Jersey
$80K +$96.5K +14,300 New
State Board of Administration of Florida Retirement System
72
State Board of Administration of Florida Retirement System
Florida
$73K – – –
UBS AM
73
UBS AM
Illinois
$60K – – –
Balyasny Asset Management
74
Balyasny Asset Management
Illinois
$58K +$70.9K +10,500 New
QSS
75
Quantitative Systematic Strategies
Florida
$56K +$68.6K +10,160 New
1 2
3
4 5

NPTN Hedge Fund Activity: Q3 2017 in Review

97 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2017, worth a combined $196M — down 32% from $288M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of NPTN and 13 opened new positions — a net loss of 4 holders — while 25 trimmed existing stakes and 37 added.

The largest buyer was Cooper Creek Partners Management, adding an estimated $3.86M. The largest seller was Alyeska Investment Group, exiting entirely with an estimated $13.6M sold.

  • 97 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2017, down from 101 in Q2 2017.
  • Funds reported $196M of NEOPHOTONICS CORP stock for Q3 2017, down 32% quarter-over-quarter.
  • 13 funds opened new NEOPHOTONICS CORP positions in Q3 2017 and 17 closed out, a net change of -4 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2017 was Cooper Creek Partners Management, an estimated $3.86M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2017 was Alyeska Investment Group, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2017.