Parallax Volatility Advisers’s NEOPHOTONICS CORP NPTN Stock Holding History

Parallax Volatility Advisers’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-193,860	Closed	-$810K	–	3767
2019 Q2	$810K	Buy	+193,860	New	+$1.02M	﹤0.01%	1347
2018 Q4	–	Sell	-52	Closed	–	–	4265
2018 Q3	$0	Buy	+52	New	+$395	﹤0.01%	3864
2018 Q1	–	Sell	-4,956	Closed	-$33K	–	4758
2017 Q4	$33K	Sell	4,956 -19,638	-80%	-$120K	﹤0.01%	3447
2017 Q3	$137K	Buy	24,594 +22,736	+1,224%	+$153K	﹤0.01%	1547
2017 Q2	$14K	Buy	+1,858	New	+$15.7K	﹤0.01%	1957
2017 Q1	–	Sell	-11	Closed	-$115	–	4919
2016 Q4	$0	Buy	+11	New	+$147	﹤0.01%	4442

Other funds holding NPTN

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Parallax Volatility Advisers's NPTN Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of NEOPHOTONICS CORP (NPTN) in Q3 2019, closing a stake of 193,860 shares — an estimated $810K sold.

Parallax Volatility Advisers first reported a position in NPTN in Q4 2016 and held it in 6 quarters. The position peaked at $810K in Q2 2019. 116 funds tracked by Wall St. Rank hold NPTN as of Q3 2019.

Parallax Volatility Advisers reported no remaining NEOPHOTONICS CORP position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 193,860 NEOPHOTONICS CORP shares in Q3 2019, an estimated $810K.
Parallax Volatility Advisers first reported a position in NEOPHOTONICS CORP in Q4 2016 and held it in 6 quarters.
Parallax Volatility Advisers's NEOPHOTONICS CORP position peaked at $810K in Q2 2019.
116 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.