NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
56 hedge funds and large institutions have $74.7M invested in NEOPHOTONICS CORP in 2015 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 7 closing their positions.
214% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 7
106% more capital invested
Capital invested by funds: $36.3M → $74.7M (+$38.4M)
37% more funds holding
Funds holding: 41 → 56 (+15)
33% less repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EI
EAM Investors
Solana Beach,
California
|
+$1.49M |
| 2 |
Morgan Stanley
New York
|
+$1.3M |
| 3 |
BIM
Bogle Investment Management
Newton Lower Falls,
Massachusetts
|
+$1.23M |
| 4 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$860K |
| 5 |
TBAM
True Bearing Asset Management
San Francisco,
California
|
+$615K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
AWM Investment Company
New York
|
-$3.71M |
| 2 |
Boston Partners
Boston,
Massachusetts
|
-$801K |
| 3 |
RFC
Russell Frank Company
Seattle,
Washington
|
-$544K |
| 4 |
RA
Royce & Associates
New York
|
-$420K |
| 5 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$270K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Citigroup
New York
| $32K | +$18.6K | +4,634 | New |
|
|
BIM
52
BlackRock Investment Management
Wilmington,
Delaware
| $24K | – | – | – |
|
53
Invesco
Atlanta,
Georgia
| $12K | – | – | – |
|
54
US Bancorp
Minneapolis,
Minnesota
| $8K | +$5.03K | +1,250 | New |
|
|
GC
55
Globeflex Capital
San Diego,
California
| $1K | +$640 | +159 | New |
|
|
LTFS
56
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | +$804 | +200 | New |
|
|
57
Boston Partners
Boston,
Massachusetts
| – | -$801K | -236,880 | Closed |
|
|
NC
58
Northpointe Capital
Bloomfield Hills,
Michigan
| – | -$270K | -79,990 | Closed |
|
59
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$256K | -75,765 | Closed |
|
|
FFA
60
First Foundation Advisors
Irvine,
California
| – | -$34K | -10,000 | Closed |
|
|
TRCT
61
Tower Research Capital (TRC)
New York
| – | -$640 | -159 | Closed |
|
|
AIG
62
American International Group
New York
| – | -$436 | -129 | Closed |
|
NPTN Hedge Fund Activity: Q1 2015 in Review
56 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2015, worth a combined $74.7M — up 106% from $36.3M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new NPTN positions and 7 closed out — a net gain of 15 holders — while 10 added to existing stakes and 15 trimmed.
The largest buyer was EAM Investors, opening a new position worth an estimated $1.49M. The largest seller was AWM Investment Company, cutting an estimated $3.71M.
- 56 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2015, up from 41 in Q4 2014.
- Funds reported $74.7M of NEOPHOTONICS CORP stock for Q1 2015, up 106% quarter-over-quarter.
- 22 funds opened new NEOPHOTONICS CORP positions in Q1 2015 and 7 closed out, a net change of +15 holders.
- The largest NEOPHOTONICS CORP buyer in Q1 2015 was EAM Investors, an estimated $1.49M added.
- The largest NEOPHOTONICS CORP seller in Q1 2015 was AWM Investment Company, an estimated $3.71M sold.
Based on aggregated 13F filings for Q1 2015.