True Bearing Asset Management’s NEOPHOTONICS CORP NPTN Stock Holding History

True Bearing Asset Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-54,293	Closed	-$517K	–	26
2016 Q2	$517K	Sell	54,293 -11,350	-17%	-$124K	2.73%	19
2016 Q1	$922K	Sell	65,643 -97,586	-60%	-$1.01M	2.33%	14
2015 Q4	$1.77M	Sell	163,229 -53,552	-25%	-$484K	3.55%	3
2015 Q3	$1.48M	Buy	216,781 +10,000	+5%	+$77.4K	2.51%	9
2015 Q2	$1.89M	Buy	206,781 +53,972	+35%	+$409K	2.35%	14
2015 Q1	$1.03M	Buy	+152,809	New	+$615K	0.64%	63

Other funds holding NPTN

OMC

Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

True Bearing Asset Management's NPTN Position: Q3 2016 in Review

True Bearing Asset Management sold out of NEOPHOTONICS CORP (NPTN) in Q3 2016, closing a stake of 54,293 shares — an estimated $517K sold.

True Bearing Asset Management first reported a position in NPTN in Q1 2015 and held it in 6 quarters. The position peaked at $1.89M in Q2 2015. 147 funds tracked by Wall St. Rank hold NPTN as of Q3 2016.

True Bearing Asset Management reported no remaining NEOPHOTONICS CORP position as of Q3 2016 after selling out during the quarter.
True Bearing Asset Management sold 54,293 NEOPHOTONICS CORP shares in Q3 2016, an estimated $517K.
True Bearing Asset Management first reported a position in NEOPHOTONICS CORP in Q1 2015 and held it in 6 quarters.
True Bearing Asset Management's NEOPHOTONICS CORP position peaked at $1.89M in Q2 2015.
147 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2016.

Based on True Bearing Asset Management's 13F filing for Q3 2016.