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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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124 hedge funds and large institutions have $368M invested in NEOPHOTONICS CORP in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 49 increasing their positions, 41 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 41

15% more call options, than puts

Call options by funds: $786K | Put options by funds: $683K

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

10% less funds holding

Funds holding: 138 → 124 (-14)

17% less capital invested

Capital invested by funds: $446M → $368M (-$77.6M)

57% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 21

Holders
124
Holders Change
-14
Holders Change %
-10.14%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
49
Reduced
41
Closed
21
Calls
$786K
Puts
$683K
Net Calls
+$103K
Net Calls Change
+$666K

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$6.05M
2
Russell Investments Group
Russell Investments Group
United Kingdom
+$4.02M
3
SFM
Systematic Financial Management
New Jersey
+$2.14M
4
NIM
Needham Investment Management
New York
+$1.92M
5
KCM
Kennedy Capital Management
Missouri
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
Victory Capital Management
Victory Capital Management
Texas
-$8.91M
2
FA
Friess Associates
Delaware
-$5.98M
3
Alyeska Investment Group
Alyeska Investment Group
Illinois
-$3.66M
4
MWNA
Marshall Wace North America
New York
-$3.41M
5
State Street
State Street
Massachusetts
-$2.93M
Name Holding Trade Value Shares
Change 		Change in
Stake
JGC
26
J. Goldman & Co
New York
$3.17M -$1.33M -146,397 -29%
WPC
27
White Pine Capital
Minnesota
$3.1M +$65.2K +7,157 +2%
RA
28
Royce & Associates
New York
$3M +$91.2K +10,000 +3%
Mitsubishi UFJ Asset Management
29
Mitsubishi UFJ Asset Management
Japan
$2.73M -$208K -22,771 -7%
RHJA
30
Rice Hall James & Associates
California
$2.52M +$1.27M +138,802 +92%
Fuller & Thaler Asset Management
31
Fuller & Thaler Asset Management
California
$2.41M -$10.7K -1,175 -0.4%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$1.91M +$94.8K +10,398 +5%
Goldman Sachs
33
Goldman Sachs
New York
$1.9M +$976K +107,036 +97%
N
34
Nuveen
North Carolina
$1.8M -$60K -6,576 -3%
HIM
35
Herald Investment Management
United Kingdom
$1.74M – – –
GGHC
36
Gilder Gagnon Howe & Co
New York
$1.57M -$34.5K -3,783 -2%
AQR Capital Management
37
AQR Capital Management
Connecticut
$1.49M +$677K +74,225 +76%
ECM
38
EMC Capital Management
Texas
$1.42M +$325K +35,689 +34%
SC
39
Shay Capital
New York
$1.26M +$365K +40,000 +38%
Fisher Asset Management
40
Fisher Asset Management
Washington
$1.26M +$411K +45,132 +45%
Charles Schwab
41
Charles Schwab
California
$1.15M -$1.99M -218,389 -62%
Swiss National Bank
42
Swiss National Bank
Switzerland
$975K – – –
Victory Capital Management
43
Victory Capital Management
Texas
$960K -$8.91M -977,712 -90%
Boston Partners
44
Boston Partners
Massachusetts
$791K +$128K +14,003 +18%
CSS
45
Cubist Systematic Strategies
Connecticut
$719K +$614K +67,393 +446%
Millennium Management
46
Millennium Management
New York
$712K +$745K +81,772 New
Ohio Public Employees Retirement System (OPERS)
47
Ohio Public Employees Retirement System (OPERS)
Ohio
$656K -$4.56K -500 -0.7%
RhumbLine Advisers
48
RhumbLine Advisers
Massachusetts
$652K +$21.7K +2,375 +3%
California State Teachers Retirement System (CalSTRS)
49
California State Teachers Retirement System (CalSTRS)
California
$601K -$3.68K -404 -0.6%
HF
50
HRT Financial
New York
$578K +$606K +66,441 New
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NPTN Hedge Fund Activity: Q3 2021 in Review

124 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2021, worth a combined $368M — down 17% from $446M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NPTN and 9 opened new positions — a net loss of 12 holders — while 41 trimmed existing stakes and 49 added.

The largest buyer was Ameriprise, adding an estimated $6.05M. The largest seller was Victory Capital Management, cutting an estimated $8.91M.

  • 124 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2021, down from 138 in Q2 2021.
  • Funds reported $368M of NEOPHOTONICS CORP stock for Q3 2021, down 17% quarter-over-quarter.
  • 9 funds opened new NEOPHOTONICS CORP positions in Q3 2021 and 21 closed out, a net change of -12 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2021 was Ameriprise, an estimated $6.05M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2021 was Victory Capital Management, an estimated $8.91M sold.

Based on aggregated 13F filings for Q3 2021.