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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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140 hedge funds and large institutions have $256M invested in NEOPHOTONICS CORP in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

13% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 54

14% less funds holding

Funds holding: 163 → 140 (-23)

20% less call options, than puts

Call options by funds: $703K | Put options by funds: $875K

35% less capital invested

Capital invested by funds: $395M → $256M (-$139M)

52% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 42

Holders
140
Holders Change
-23
Holders Change %
-14.11%
% of All Funds
2.82%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
20
Increased
47
Reduced
54
Closed
42
Calls
$703K
Puts
$875K
Net Calls
-$172K
Net Calls Change
+$343K

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$6.92M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.03M
3
PCMI
Paradigm Capital Management Inc
New York
+$4.82M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$3M
5
Citadel Advisors
Citadel Advisors
Florida
+$2.09M

Top Sellers

Rank Fund Capital Flow
1
Russell Investments Group
Russell Investments Group
United Kingdom
-$11.2M
2
N
Nuveen
North Carolina
-$9.14M
3
RA
Royce & Associates
New York
-$5.09M
4
Prudential Financial
Prudential Financial
New Jersey
-$4.33M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$4.08M
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$2.84M -$2.1M -275,200 -37%
State of Wisconsin Investment Board
27
State of Wisconsin Investment Board
Wisconsin
$2.29M +$333K +43,600 +13%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$1.94M -$4.08M -534,699 -63%
GIM
29
Granahan Investment Management
Massachusetts
$1.9M +$82.4K +10,802 +4%
Citadel Advisors
30
Citadel Advisors
Florida
$1.8M +$2.09M +273,861 +1,235%
PCM
31
Penserra Capital Management
California
$1.6M +$491K +64,345 +32%
HIM
32
Hillsdale Investment Management
Ontario, Canada
$1.51M -$691K -90,500 -27%
Wells Fargo
33
Wells Fargo
California
$1.46M -$432K -56,594 -19%
BIM
34
Bogle Investment Management
Massachusetts
$1.45M -$227K -29,745 -11%
BCM
35
Bridgeway Capital Management
Texas
$1.41M – – –
WPC
36
White Pine Capital
Minnesota
$1.41M -$261K -34,237 -13%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$1.12M +$23.4K +3,070 +2%
Prudential Financial
38
Prudential Financial
New Jersey
$908K -$4.33M -567,642 -79%
HIM
39
Herald Investment Management
United Kingdom
$852K – – –
EGM
40
Engineers Gate Manager
New York
$849K +$548K +71,828 +106%
Boston Partners
41
Boston Partners
Massachusetts
$831K -$502K -65,758 -33%
Ameriprise
42
Ameriprise
Minnesota
$794K -$178K -23,331 -15%
SEI Investments
43
SEI Investments
Pennsylvania
$760K -$141K -18,515 -13%
Fisher Asset Management
44
Fisher Asset Management
Washington
$750K -$504K -66,060 -35%
TWP
45
Tempus Wealth Planning
California
$710K -$183K -24,000 -17%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$706K +$24.6K +3,227 +3%
Swiss National Bank
47
Swiss National Bank
Switzerland
$628K – – –
GC
48
Globeflex Capital
California
$620K +$133K +17,465 +21%
CIC
49
Cornercap Investment Counsel
Georgia
$614K +$4.33K +568 +0.6%
Federated Hermes
50
Federated Hermes
Pennsylvania
$610K -$6.47K -848 -0.8%
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NPTN Hedge Fund Activity: Q3 2020 in Review

140 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2020, worth a combined $256M — down 35% from $395M a quarter earlier.

Sellers outnumbered buyers: 42 funds closed out of NPTN and 20 opened new positions — a net loss of 22 holders — while 54 trimmed existing stakes and 47 added.

The largest buyer was JP Morgan Chase, adding an estimated $6.92M. The largest seller was Russell Investments Group, cutting an estimated $11.2M.

  • 140 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2020, down from 163 in Q2 2020.
  • Funds reported $256M of NEOPHOTONICS CORP stock for Q3 2020, down 35% quarter-over-quarter.
  • 20 funds opened new NEOPHOTONICS CORP positions in Q3 2020 and 42 closed out, a net change of -22 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2020 was JP Morgan Chase, an estimated $6.92M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2020 was Russell Investments Group, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2020.