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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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147 hedge funds and large institutions have $551M invested in NEOPHOTONICS CORP in 2016 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 40 increasing their positions, 57 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more capital invested

Capital invested by funds: $316M → $551M (+$235M)

56% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 25

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

11% more funds holding

Funds holding: 133 → 147 (+14)

30% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 57

34% less call options, than puts

Call options by funds: $3.48M | Put options by funds: $5.26M

Holders
147
Holders Change
+14
Holders Change %
+10.53%
% of All Funds
3.92%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
39
Increased
40
Reduced
57
Closed
25
Calls
$3.48M
Puts
$5.26M
Net Calls
-$1.78M
Net Calls Change
-$1.91M

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$8.79M
2
QAM
Quentec Asset Management
New York
+$6.27M
3
DCM
Driehaus Capital Management
Illinois
+$5.92M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$5.78M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$5.37M

Top Sellers

Rank Fund Capital Flow
1
NC
Northpointe Capital
Michigan
-$6.21M
2
Invesco
Invesco
Georgia
-$5.27M
3
Renaissance Technologies
Renaissance Technologies
New York
-$4.12M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$3.77M
5
AIC
AWM Investment Company
New York
-$3.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
26
Timpani Capital Management
Wisconsin
$4.5M +$957K +67,975 +33%
SCM
27
Sandler Capital Management
New York
$4.46M +$3.85M +273,270 New
Two Sigma Investments
28
Two Sigma Investments
New York
$4.44M +$3.82M +271,765 New
EI
29
EAM Investors
California
$4.33M +$3.73M +265,134 New
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$4.31M +$3.69M +262,091 +16,630%
AQR Capital Management
31
AQR Capital Management
Connecticut
$4.27M -$3.77M -267,539 -51%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$4.15M +$2.69M +190,874 +304%
Arrowstreet Capital
33
Arrowstreet Capital
Massachusetts
$4.08M +$3.52M +249,915 New
ARM
34
Adirondack Research & Management
New York
$3.9M -$2.87M -203,668 -46%
ACM
35
Argent Capital Management
Missouri
$3.69M +$3.18M +225,950 New
American Century Companies
36
American Century Companies
Missouri
$3.57M -$1.04M -73,591 -25%
Fisher Asset Management
37
Fisher Asset Management
Washington
$3.45M -$1.04M -73,989 -26%
SAMC
38
Shinko Asset Management Company
Japan
$3.45M -$1.04M -73,989 -26%
MCM
39
McKinley Capital Management
Alaska
$3.35M -$1.17M -83,447 -29%
Citadel Advisors
40
Citadel Advisors
Florida
$3.24M +$2.79M +198,178 New
WSA
41
Wall Street Associates
California
$2.9M – – –
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$2.89M -$1.22M -86,380 -33%
SFM
43
Systematic Financial Management
New Jersey
$2.87M -$1.47M -104,300 -37%
SIM
44
Spark Investment Management
New York
$2.75M -$2.71M -192,800 -53%
Bank of New York Mellon
45
Bank of New York Mellon
New York
$2.62M +$726K +51,606 +47%
BIM
46
Bogle Investment Management
Massachusetts
$2.37M +$2.04M +145,017 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$2.33M +$2.01M +142,598 New
Morgan Stanley
48
Morgan Stanley
New York
$2.28M +$1.15M +81,696 +141%
JP Morgan Chase
49
JP Morgan Chase
New York
$2.17M +$19.7K +1,400 +1%
BIM
50
BlackRock Investment Management
Delaware
$2.15M +$74K +5,257 +4%
1
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NPTN Hedge Fund Activity: Q3 2016 in Review

147 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2016, worth a combined $551M — up 75% from $316M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new NPTN positions and 25 closed out — a net gain of 14 holders — while 40 added to existing stakes and 57 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $8.79M. The largest seller was Northpointe Capital, cutting an estimated $6.21M.

  • 147 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2016, up from 133 in Q2 2016.
  • Funds reported $551M of NEOPHOTONICS CORP stock for Q3 2016, up 75% quarter-over-quarter.
  • 39 funds opened new NEOPHOTONICS CORP positions in Q3 2016 and 25 closed out, a net change of +14 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2016 was Goldman Sachs, an estimated $8.79M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2016 was Northpointe Capital, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2016.