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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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66 hedge funds and large institutions have $92.8M invested in NEOPHOTONICS CORP in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

17,900% more call options, than puts

Call options by funds: $180K | Put options by funds: $1K

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

19% more capital invested

Capital invested by funds: $78.1M → $92.8M (+$14.7M)

8% more funds holding

Funds holding: 61 → 66 (+5)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
23
Reduced
18
Closed
9
Calls
$180K
Puts
$1K
Net Calls
+$179K
Net Calls Change
+$81K

Top Buyers

Rank Fund Capital Flow
1
ICM
Invicta Capital Management
New York
+$2.83M
2
GIPM
G2 Investment Partners Management
New York
+$1.36M
3
ARM
Adirondack Research & Management
New York
+$1.11M
4
QAM
Quentec Asset Management
New York
+$890K
5
RA
Royce & Associates
New York
+$791K

Top Sellers

Rank Fund Capital Flow
1
MCM
Masters Capital Management
Georgia
-$1.39M
2
TI
Turner Investments
Pennsylvania
-$1.2M
3
GPC
Glacier Peak Capital
Washington
-$815K
4
PCM
Penn Capital Management
Pennsylvania
-$597K
5
NIM
Needham Investment Management
New York
-$462K
Name Holding Trade Value Shares
Change 		Change in
Stake
NIM
26
Needham Investment Management
New York
$697K -$462K -62,078 -41%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$660K +$116K +15,622 +23%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$633K -$13.6K -1,830 -2%
TCM
29
Timpani Capital Management
Wisconsin
$623K +$52.6K +7,067 +10%
PCMI
30
Paradigm Capital Management Inc
New York
$563K +$529K +71,000 New
FA
31
Friess Associates
Delaware
$555K +$521K +70,000 New
BIM
32
BlackRock Investment Management
Delaware
$548K +$7.36K +988 +1%
PCMI
33
Princeton Capital Management Inc
New Jersey
$539K – – –
EEG
34
E.E. Geduld
$522K +$491K +65,864 New
Jacobs Levy Equity Management
35
Jacobs Levy Equity Management
New Jersey
$365K -$404K -54,222 -54%
California State Teachers Retirement System (CalSTRS)
36
California State Teachers Retirement System (CalSTRS)
California
$288K – – –
AllianceBernstein
37
AllianceBernstein
Tennessee
$254K -$20.9K -2,800 -8%
TA
38
Teachers Advisors
New York
$240K – – –
Charles Schwab
39
Charles Schwab
California
$213K – – –
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$194K -$7.3K -980 -4%
CS
41
Credit Suisse
Switzerland
$191K -$35.8K -4,808 -17%
CL
42
Croft-Leominster
Maryland
$180K – – –
NFA
43
Nationwide Fund Advisors
Ohio
$177K – – –
PPA
44
Parametric Portfolio Associates
Washington
$170K -$18.3K -2,456 -10%
ProShare Advisors
45
ProShare Advisors
Maryland
$162K +$152K +20,405 New
Goldman Sachs
46
Goldman Sachs
New York
$155K +$19.2K +2,576 +15%
Deutsche Bank
47
Deutsche Bank
Germany
$151K +$36.5K +4,898 +34%
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$150K – – –
Morgan Stanley
49
Morgan Stanley
New York
$132K +$9.04K +1,214 +8%
GPC
50
Glacier Peak Capital
Washington
$130K -$815K -109,380 -87%
1
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NPTN Hedge Fund Activity: Q1 2014 in Review

66 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2014, worth a combined $92.8M — up 19% from $78.1M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NPTN positions and 9 closed out — a net gain of 5 holders — while 23 added to existing stakes and 18 trimmed.

The largest buyer was Invicta Capital Management, opening a new position worth an estimated $2.83M. The largest seller was Masters Capital Management, cutting an estimated $1.39M.

  • 66 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2014, up from 61 in Q4 2013.
  • Funds reported $92.8M of NEOPHOTONICS CORP stock for Q1 2014, up 19% quarter-over-quarter.
  • 14 funds opened new NEOPHOTONICS CORP positions in Q1 2014 and 9 closed out, a net change of +5 holders.
  • The largest NEOPHOTONICS CORP buyer in Q1 2014 was Invicta Capital Management, an estimated $2.83M added.
  • The largest NEOPHOTONICS CORP seller in Q1 2014 was Masters Capital Management, an estimated $1.39M sold.

Based on aggregated 13F filings for Q1 2014.