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New Mountain Finance
NMFC

Overview Fund Activity

115 hedge funds and large institutions have $353M invested in New Mountain Finance in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
115
Holders Change
+6
Holders Change %
+5.5%
% of All Funds
3.07%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
19
Increased
34
Reduced
46
Closed
11
Calls
$69K
Puts
$171K
Net Calls
-$102K
Net Calls Change
-$165K

Top Buyers

1
State of New Jersey Common Pension Fund D
1
State of New Jersey Common Pension Fund D
New Jersey
$13.8M
2
AM
2
Ares Management
California
$10.9M
3
MC
3
Muzinich & Co
New York
$17M
4
GC
4
Guggenheim Capital
Illinois
$7.73M
5
CCP
5
Clough Capital Partners
Massachusetts
$1.9M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$6.19M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$167K
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.23M
4
Goldman Sachs
4
Goldman Sachs
New York
$9.77M
5
New York State Common Retirement Fund
5
New York State Common Retirement Fund
New York
$1.59M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
76
Oppenheimer & Co
New York
$226K -$80.4K -5,835 -26%
CA
77
Cetera Advisors
Colorado
$220K -$13.8K -1,000 -6%
SGCA
78
Steel Grove Capital Advisors
Tennessee
$217K +$5.19K +378 +2%
LTFS
79
Ladenburg Thalmann Financial Services
Florida
$196K -$140K -10,210 -42%
EB
80
Eastern Bank
Massachusetts
$190K – – –
State Street
81
State Street
Massachusetts
$181K -$398K -29,100 -69%
KCM
82
Kempner Capital Management
Texas
$171K – – –
D.E. Shaw & Co
83
D.E. Shaw & Co
New York
$167K -$2.91M -211,234 -95%
IC
84
InterOcean Capital
Illinois
$152K -$8.24K -600 -5%
NL
85
NWAM LLC
Washington
$151K – – –
California Public Employees Retirement System
86
California Public Employees Retirement System
California
$139K – – –
EFS
87
Essex Financial Services
Connecticut
$138K +$138K +10,000 New
GH
88
GAM Holding
Switzerland
$114K +$114K +8,300 New
TRCT
89
Tower Research Capital (TRC)
New York
$85K +$85K +6,183 New
CPIG
90
Chicago Partners Investment Group
Illinois
$76K +$794 +58 +1%
IA
91
IFP Advisors
Florida
$68K +$20.7K +1,508 +44%
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$62K – – –
JPMorgan Chase & Co
93
JPMorgan Chase & Co
New York
$60K -$602K -43,980 -91%
GXMC
94
Global X Management Company
New York
$50K +$23K +1,670 +85%
Creative Planning
95
Creative Planning
Kansas
$49K +$23.1K +1,677 +90%
MFS
96
MSI Financial Services
Massachusetts
$39K – – –
BFEC
97
Benjamin F. Edwards & Company
Missouri
$28K +$14.2K +1,027 +103%
JIC
98
Joel Isaacson & Co
New York
$28K +$28K +2,000 New
Simplex Trading
99
Simplex Trading
Illinois
$26K +$26K +1,956 New
Manulife (Manufacturers Life Insurance)
100
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$24K – – –
2 3
4
5 6