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New Mountain Finance
NMFC

Overview Fund Activity

89 hedge funds and large institutions have $290M invested in New Mountain Finance in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 12 closing their positions.

Holders
89
Holders Change
+4
Holders Change %
+4.71%
% of All Funds
2.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
16
Increased
46
Reduced
18
Closed
12
Calls
$1.96M
Puts
$599K
Net Calls
+$1.36M
Net Calls Change
+$792K

Top Buyers

1
Schroder Investment Management Group
1
Schroder Investment Management Group
United Kingdom
$4.38M
2
BFA
2
BlackRock Fund Advisors
California
$15.3M
3
AAM
3
Advisors Asset Management
Colorado
$15.6M
4
U
4
UBS
Switzerland
$9.89M
5
RTS
5
Round Table Services
New Jersey
$6.33M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$12M
2
Wells Fargo
2
Wells Fargo
California
$2.14M
3
MCA
3
Mendon Capital Advisors
Florida
$0
4
DCM
4
Dialectic Capital Management
Connecticut
$1.08M
5
PI
5
Putnam Investments
Massachusetts
$2.65M
Name Market Value Shares Shares
Change 		Shares
Change %
PAM
76
Panagora Asset Management
Massachusetts
$155K 10,775 -473 -4%
Principal Financial Group
77
Principal Financial Group
Iowa
$150K 10,424 +10,424 New
SB
78
Suntrust Banks
Georgia
$145K 10,090 +10,090 New
Citigroup
79
Citigroup
New York
$113K 7,879 -9,459 -55%
Axa
80
Axa
France
$102K 7,100 +7,100 New
Teacher Retirement System of Texas
81
Teacher Retirement System of Texas
Texas
$65K 4,491 +3,081 +219%
Bank of America
82
Bank of America
North Carolina
$53K 3,681 -6,206 -63%
LTFS
83
Ladenburg Thalmann Financial Services
Florida
$25K 1,750 +1,000 +133%
California Public Employees Retirement System
84
California Public Employees Retirement System
California
$23K 1,600 +500 +45%
TRCT
85
Tower Research Capital (TRC)
New York
$21K 1,501 +518 +53%
BlackRock
86
BlackRock
New York
$20K 1,391 -694 -33%
DA
87
Denali Advisors
California
$2K 155 – –
Creative Planning
88
Creative Planning
Kansas
$1K 50 +50 New
Manulife (Manufacturers Life Insurance)
89
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$332 23,041 +162 +0.7%
MCA
90
Mendon Capital Advisors
Florida
– – -120,000 Closed
SCM
91
Silver Capital Management
New York
– – -52,000 Closed
PCM
92
Prelude Capital Management
New York
– – -28,000 Closed
OC
93
Oppenheimer & Co
New York
– – -15,829 Closed
BTS
94
BB&T Securities
Virginia
– – -13,590 Closed
AW
95
ACG Wealth
Georgia
– – -13,000 Closed
BNP Paribas Financial Markets
96
BNP Paribas Financial Markets
France
– – -11,311 Closed
AL
97
Airain Ltd
Guernsey
– – -10,857 Closed
HI
98
Horizon Investments
North Carolina
– – -10,688 Closed
WG
99
Winchester Group
New York
– – -10,000 Closed
RA
100
Royce & Associates
New York
– – -2,700 Closed
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