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New Mountain Finance
NMFC

Overview Fund Activity

107 hedge funds and large institutions have $299M invested in New Mountain Finance in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 35 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
107
Holders Change
+3
Holders Change %
+2.88%
% of All Funds
2.86%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
15
Increased
37
Reduced
35
Closed
11
Calls
$45K
Puts
$220K
Net Calls
-$175K
Net Calls Change
+$169K

Top Buyers

1
Aviva
1
Aviva
United Kingdom
$25.2M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$4.37M
3
WCM
3
Wildcat Capital Management
New York
$2.27M
4
RTS
4
Round Table Services
New Jersey
$14.4M
5
LCP
5
Lombardia Capital Partners
California
$14.3M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$49.9M
2
CS
2
Credit Suisse
Switzerland
$1.55M
3
Ameriprise
3
Ameriprise
Minnesota
$7.52M
4
UBS Group
4
UBS Group
Switzerland
$9.04M
5
BF
5
BOK Financial
Oklahoma
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
State Street
51
State Street
Massachusetts
$559K – – –
AIG
52
American International Group
New York
$545K +$5.94K +471 +1%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$538K +$72K +5,696 +15%
Principal Financial Group
54
Principal Financial Group
Iowa
$508K -$579K -45,809 -53%
AIM
55
Allen Investment Management
New York
$495K – – –
YCM
56
Yakira Capital Management
Connecticut
$483K – – –
PAM
57
Princeton Alpha Management
New Jersey
$473K +$473K +37,394 New
JPMorgan Chase & Co
58
JPMorgan Chase & Co
New York
$472K +$405K +32,087 +606%
LPL Financial
59
LPL Financial
California
$447K +$82.7K +6,691 +23%
RIL
60
Rothschild Investment LLC
Illinois
$446K – – –
Citigroup
61
Citigroup
New York
$376K -$30.1K -2,382 -7%
Two Sigma Investments
62
Two Sigma Investments
New York
$372K -$2.17M -171,537 -85%
HI
63
Horizon Investments
North Carolina
$372K +$111K +8,824 +43%
FFS
64
Founders Financial Securities
Maryland
$371K +$112K +8,872 +43%
Cambridge Investment Research Advisors
65
Cambridge Investment Research Advisors
Iowa
$352K -$28.7K -2,272 -8%
CIBC World Market
66
CIBC World Market
Ontario, Canada
$347K -$28.3K -2,243 -8%
CA
67
Cetera Advisors
Colorado
$316K +$316K +24,800 New
OC
68
Oppenheimer & Co
New York
$293K -$21K -1,663 -7%
SPC
69
Sigma Planning Corp
Michigan
$284K +$87.6K +6,940 +45%
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
$271K +$42.4K +3,350 +19%
ICAS
71
Investors Capital Advisory Services
Massachusetts
$263K -$77.1K -6,145 -23%
TI
72
Trexquant Investment
Connecticut
$262K -$310K -24,500 -54%
Tudor Investment Corp
73
Tudor Investment Corp
Connecticut
$258K +$258K +20,413 New
PI
74
PineBridge Investments
New York
$250K +$38.5K +3,050 +18%
LTFS
75
Ladenburg Thalmann Financial Services
Florida
$250K +$71.8K +5,673 +40%
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