NMFC icon

New Mountain Finance
NMFC

Overview Fund Activity

102 hedge funds and large institutions have $354M invested in New Mountain Finance in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 39 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
102
Holders Change
+8
Holders Change %
+8.51%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
20
Increased
39
Reduced
25
Closed
11
Calls
$4.04M
Puts
$249K
Net Calls
+$3.79M
Net Calls Change
+$1.51M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$85.7M
2
Millennium Management
2
Millennium Management
New York
$1.11M
3
YCM
3
Yakira Capital Management
Connecticut
$1.08M
4
Goldman Sachs
4
Goldman Sachs
New York
$15.7M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$720K

Top Sellers

1
LCP
1
Lombardia Capital Partners
California
$13.4M
2
UBS Group
2
UBS Group
Switzerland
$11.8M
3
FIG
3
Fortress Investment Group
New York
$0
4
AAM
4
Advisors Asset Management
Colorado
$18.4M
5
ACM
5
Advisors Capital Management
New Jersey
$7.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIL
51
Rothschild Investment LLC
Illinois
$480K -$20.4K -1,500 -4%
Citigroup
52
Citigroup
New York
$447K -$26.7K -1,962 -6%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$379K +$42.8K +3,155 +13%
CIBC World Market
54
CIBC World Market
Ontario, Canada
$376K -$101K -7,438 -21%
ICAS
55
Investors Capital Advisory Services
Massachusetts
$338K -$71.1K -5,255 -17%
HI
56
Horizon Investments
North Carolina
$292K +$91.6K +6,731 +46%
FFS
57
Founders Financial Securities
Maryland
$287K +$89K +6,547 +45%
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$261K +$28.8K +2,119 +12%
NL
59
NWAM LLC
Washington
$247K – – –
SB
60
Suntrust Banks
Georgia
$241K +$5.35K +395 +2%
Royal Bank of Canada
61
Royal Bank of Canada
Ontario, Canada
$238K +$9.22K +679 +4%
TI
62
Trexquant Investment
Connecticut
$228K +$228K +16,800 New
OC
63
Oppenheimer & Co
New York
$213K -$14K -1,027 -6%
EB
64
Eastern Bank
Massachusetts
$188K – – –
KCM
65
Kempner Capital Management
Texas
$169K – – –
LPL Financial
66
LPL Financial
California
$169K +$746 +54 +0.4%
DC
67
Deere & Company
Illinois
$167K – – –
LTFS
68
Ladenburg Thalmann Financial Services
Florida
$163K +$9.86K +727 +6%
CG
69
Clinton Group
New York
$162K +$162K +11,928 New
PI
70
PineBridge Investments
New York
$160K +$105K +7,715 +190%
SPC
71
Sigma Planning Corp
Michigan
$154K +$154K +11,362 New
Baird Financial Group
72
Baird Financial Group
Wisconsin
$150K – – –
AL
73
Airain Ltd
Guernsey
$149K +$149K +10,937 New
Citadel Advisors
74
Citadel Advisors
Florida
$149K +$149K +11,000 New
AW
75
ACG Wealth
Georgia
$146K +$10.1K +746 +7%
1 2
3
4 5