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New Mountain Finance
NMFC

102 hedge funds and large institutions have $354M invested in New Mountain Finance in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 39 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,521% more call options, than puts

Call options by funds: $4.04M | Put options by funds: $249K

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

56% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 25

9% more funds holding

Funds holding: 94 → 102 (+8)

9.71% less ownership

Funds ownership: 50.98% → 41.27% (-9.7%)

17% less capital invested

Capital invested by funds: $429M → $354M (-$74.9M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
102
Holders Change
+8
Holders Change %
+8.51%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
20
Increased
39
Reduced
25
Closed
11
Calls
$4.04M
Puts
$249K
Net Calls
+$3.79M
Net Calls Change
+$1.51M

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$6.01M
2
Millennium Management
Millennium Management
New York
+$1.19M
3
YCM
Yakira Capital Management
Connecticut
+$1.16M
4
Goldman Sachs
Goldman Sachs
New York
+$839K
5
HSBC Holdings
HSBC Holdings
United Kingdom
+$772K

Top Sellers

1
LCP
Lombardia Capital Partners
California
-$3.88M
2
UBS Group
UBS Group
Switzerland
-$3.67M
3
FIG
Fortress Investment Group
New York
-$2.17M
4
AAM
Advisors Asset Management
Colorado
-$2.01M
5
ACM
Advisors Capital Management
New Jersey
-$1.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIL
51
Rothschild Investment LLC
Illinois
$480K -$21.8K -1,500 -4%
Citigroup
52
Citigroup
New York
$447K -$28.6K -1,962 -6%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$379K +$45.9K +3,155 +13%
CIBC World Market
54
CIBC World Market
Ontario, Canada
$376K -$108K -7,438 -21%
ICAS
55
Investors Capital Advisory Services
Massachusetts
$338K -$76.5K -5,255 -17%
HI
56
Horizon Investments
North Carolina
$292K +$98K +6,731 +46%
FFS
57
Founders Financial Securities
Maryland
$287K +$95.3K +6,547 +45%
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$261K +$30.8K +2,119 +12%
NL
59
NWAM LLC
Washington
$247K – – –
SB
60
Suntrust Banks
Georgia
$241K +$5.75K +395 +2%
Royal Bank of Canada
61
Royal Bank of Canada
Ontario, Canada
$238K +$9.88K +679 +4%
TI
62
Trexquant Investment
Connecticut
$228K +$245K +16,800 New
OC
63
Oppenheimer & Co
New York
$213K -$14.9K -1,027 -6%
EB
64
Eastern Bank
Massachusetts
$188K – – –
KCM
65
Kempner Capital Management
Texas
$169K – – –
LPL Financial
66
LPL Financial
California
$169K +$786 +54 +0.4%
DC
67
Deere & Company
Illinois
$167K – – –
LTFS
68
Ladenburg Thalmann Financial Services
Florida
$163K +$10.6K +727 +6%
CG
69
Clinton Group
New York
$162K +$174K +11,928 New
PI
70
PineBridge Investments
New York
$160K +$112K +7,715 +190%
SPC
71
Sigma Planning Corp
Michigan
$154K +$165K +11,362 New
Baird Financial Group
72
Baird Financial Group
Wisconsin
$150K – – –
AL
73
Airain Ltd
Guernsey
$149K +$159K +10,937 New
Citadel Advisors
74
Citadel Advisors
Florida
$149K +$160K +11,000 New
AW
75
ACG Wealth
Georgia
$146K +$10.9K +746 +7%
1 2
3
4 5

NMFC Hedge Fund Activity: Q3 2015 in Review

102 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2015, worth a combined $354M — down 17% from $429M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new NMFC positions and 11 closed out — a net gain of 9 holders — while 39 added to existing stakes and 25 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.01M. The largest seller was Lombardia Capital Partners, cutting an estimated $3.88M.

  • 102 institutional investors held New Mountain Finance (NMFC) as of Q3 2015, up from 94 in Q2 2015.
  • Funds reported $354M of New Mountain Finance stock for Q3 2015, down 17% quarter-over-quarter.
  • 20 funds opened new New Mountain Finance positions in Q3 2015 and 11 closed out, a net change of +9 holders.
  • The largest New Mountain Finance buyer in Q3 2015 was Wells Fargo, an estimated $6.01M added.
  • The largest New Mountain Finance seller in Q3 2015 was Lombardia Capital Partners, an estimated $3.88M sold.

Based on aggregated 13F filings for Q3 2015.