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New Mountain Finance

95 hedge funds and large institutions have $433M invested in New Mountain Finance in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more call options, than puts

Call options by funds: $567K | Put options by funds: $212K

2.35% more ownership

Funds ownership: 48.73%51.08% (+2.3%)

1% more funds holding

Funds holding: 9495 (+1)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $422M → $433M (+$10.9M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 33

Holders
95
Holders Change
+1
Holders Change %
+1.06%
% of All Funds
2.53%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
13
Increased
33
Reduced
33
Closed
12
Calls
$567K
Puts
$212K
Net Calls
+$355K
Net Calls Change
+$1.35M
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
51
CIBC Private Wealth Group
Georgia
$529K -$129K -8,810 -20%
RVP
52
Relative Value Partners
Illinois
$484K +$25.3K +1,724 +5%
EM
53
EnTrustPermal Management
New York
$482K
ICAS
54
Investors Capital Advisory Services
Massachusetts
$425K +$64.8K +4,421 +18%
Cambridge Investment Research Advisors
55
Cambridge Investment Research Advisors
Iowa
$346K +$76.9K +5,242 +28%
OC
56
Oppenheimer & Co
New York
$331K -$689 -47 -0.2%
NL
57
NWAM LLC
Washington
$282K -$93.9K -6,400 -25%
California Public Employees Retirement System
58
California Public Employees Retirement System
California
$278K
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$258K -$8.43K -575 -3%
SB
60
Suntrust Banks
Georgia
$248K +$5.38K +367 +2%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$247K -$6.42K -438 -3%
CCM
62
Context Capital Management
California
$245K +$293K +20,000 New
EB
63
Eastern Bank
Massachusetts
$201K
KCM
64
Kempner Capital Management
Texas
$181K +$10.3K +700 +6%
DC
65
Deere & Company
Illinois
$179K
LPL Financial
66
LPL Financial
California
$175K +$177K +12,038 New
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$162K -$12.4K -844 -7%
B
68
Baird
Wisconsin
$161K +$162K +11,054 New
HI
69
Horizon Investments
North Carolina
$153K +$6.32K +431 +4%
FFS
70
Founders Financial Securities
Maryland
$151K +$3.29K +224 +2%
AW
71
ACG Wealth
Georgia
$146K -$14.7K -1,000 -9%
Axa
72
Axa
France
$143K -$251K -17,142 -64%
Bank of America
73
Bank of America
North Carolina
$122K -$47.1K -3,208 -28%
WRM
74
Westport Resources Management
Connecticut
$118K -$72.6K -4,948 -38%
GWM
75
Gupta Wealth Management
California
$99K +$99.9K +6,810 New

NMFC Hedge Fund Activity: Q1 2015 in Review

95 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q1 2015, worth a combined $433M — up 2.6% from $422M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new NMFC positions and 12 closed out — a net gain of 1 holder — while 33 added to existing stakes and 33 trimmed.

The largest buyer was Wells Fargo, adding an estimated $21.3M. The largest seller was Norges Bank, cutting an estimated $1.76M.

  • 95 institutional investors held New Mountain Finance (NMFC) as of Q1 2015, up from 94 in Q4 2014.
  • Funds reported $433M of New Mountain Finance stock for Q1 2015, up 2.6% quarter-over-quarter.
  • 13 funds opened new New Mountain Finance positions in Q1 2015 and 12 closed out, a net change of +1 holder.
  • The largest New Mountain Finance buyer in Q1 2015 was Wells Fargo, an estimated $21.3M added.
  • The largest New Mountain Finance seller in Q1 2015 was Norges Bank, an estimated $1.76M sold.

Based on aggregated 13F filings for Q1 2015.