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New Mountain Finance
NMFC

Overview Fund Activity

87 hedge funds and large institutions have $357M invested in New Mountain Finance in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 28 increasing their positions, 37 reducing their positions, and 29 closing their positions.

Holders
87
Holders Change
-19
Holders Change %
-17.92%
% of All Funds
2.53%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
10
Increased
28
Reduced
37
Closed
29
Calls
$369K
Puts
$3.18M
Net Calls
-$2.81M
Net Calls Change
-$3.41M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$35.2M
2
SBK
2
Steven B. Klinsky
$45.3M
3
AAM
3
Advisors Asset Management
Colorado
$25.9M
4
RTS
4
Round Table Services
New Jersey
$13.9M
5
ACM
5
Advisors Capital Management
New Jersey
$7.17M

Top Sellers

1
Norges Bank
1
Norges Bank
Norway
$6.81M
2
Northern Trust
2
Northern Trust
Illinois
$737K
3
U
3
UBS
Switzerland
$12.6M
4
Deutsche Bank
4
Deutsche Bank
Germany
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$8.25M
Name Market Value Shares Shares
Change 		Shares
Change %
JPMorgan Chase & Co
51
JPMorgan Chase & Co
New York
$607K 41,392 +94 +0.2%
AA
52
ALPS Advisors
Colorado
$589K 40,100 +40,100 New
Two Sigma Investments
53
Two Sigma Investments
New York
$478K 32,533 -182,429 -85%
RIL
54
Rothschild Investment LLC
Illinois
$471K 32,044 – –
Stifel Financial
55
Stifel Financial
Missouri
$461K 31,389 -49,400 -61%
CIBC Private Wealth Group
56
CIBC Private Wealth Group
Georgia
$435K 29,655 +1,725 +6%
NL
57
NWAM LLC
Washington
$378K 25,700 – –
MERSOM
58
Municipal Employees' Retirement System of Michigan
Michigan
$370K 25,200 – –
ICAS
59
Investors Capital Advisory Services
Massachusetts
$341K 23,261 -19,982 -46%
WRM
60
Westport Resources Management
Connecticut
$327K 22,277 +2,507 +13%
OC
61
Oppenheimer & Co
New York
$318K 21,648 -2,581 -11%
PGH
62
Partners Group Holding
Switzerland
$301K 20,500 -7,300 -26%
GC
63
Globeflex Capital
California
$285K 19,377 +19,377 New
Royal Bank of Canada
64
Royal Bank of Canada
Ontario, Canada
$268K 18,219 +500 +3%
SB
65
Suntrust Banks
Georgia
$239K 16,278 +4,911 +43%
Cambridge Investment Research Advisors
66
Cambridge Investment Research Advisors
Iowa
$238K 16,226 +5,329 +49%
Barclays
67
Barclays
United Kingdom
$232K 16,612 -15,826 -49%
EB
68
Eastern Bank
Massachusetts
$203K 13,800 – –
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
$186K 12,695 +12,695 New
DC
70
Deere & Company
Illinois
$180K 12,271 +12,271 New
KCM
71
Kempner Capital Management
Texas
$172K 11,700 +11,700 New
Bank of America
72
Bank of America
North Carolina
$171K 11,670 -2,302 -16%
LTFS
73
Ladenburg Thalmann Financial Services
Florida
$165K 11,199 -201 -2%
JPMPWA
74
J.P. Morgan Private Wealth Advisors
California
$162K 11,000 – –
RVP
75
Relative Value Partners
Illinois
$155K 10,543 +10,543 New
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