NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

44 hedge funds and large institutions have $48.5M invested in Virtus Convertible & Income Fund II in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
18
Reduced
8
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.2M
2
Morgan Stanley
Morgan Stanley
New York
+$522K
3
AG
Advisor Group
Arizona
+$325K
4
BRWA
B. Riley Wealth Advisors
Florida
+$313K
5
LPL Financial
LPL Financial
California
+$153K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$2.05M
2
GC
Guggenheim Capital
Illinois
-$706K
3
AAM
Advisors Asset Management
Colorado
-$650K
4
SBIA
Sheaff Brock Investment Advisors
Indiana
-$167K
5
CFC
Coyle Financial Counsel
Illinois
-$161K
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
26
Sigma Planning Corp
Michigan
$83K +$83K +3,400 New
SB
27
Suntrust Banks
Georgia
$73K – – –
FFA
28
First Foundation Advisors
California
$72K – – –
GWM
29
Geneos Wealth Management
Colorado
$72K +$1.8K +74 +3%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$65K +$3.8K +155 +6%
IWM
31
IHT Wealth Management
Illinois
$63K – – –
LA
32
LexAurum Advisors
Kansas
$63K – – –
SC
33
Stratford Consulting
Texas
$62K – – –
CAC
34
Certified Advisory Corp
Florida
$62K +$1.82K +74 +3%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$20K +$20K +819 New
CFA
36
Carroll Financial Associates
North Carolina
$18K – – –
ASN
37
Advisory Services Network
Georgia
$12K – – –
IA
38
IFP Advisors
Florida
$8K – – –
FHB
39
First Hawaiian Bank
Hawaii
$4K +$4K +161 New
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$3K +$76 +3 +3%
THWM
41
Taylor Hoffman Wealth Management
Virginia
$2K – – –
WSTAM
42
Wilbanks Smith & Thomas Asset Management
Virginia
$2K +$2K +99 New
Citigroup
43
Citigroup
New York
$1K – – –
FIA
44
FNY Investment Advisers
New York
$1K – – –
SBIA
45
Sheaff Brock Investment Advisors
Indiana
– -$167K -6,906 Closed
CFC
46
Coyle Financial Counsel
Illinois
– -$161K -6,685 Closed
NMC
47
Nine Masts Capital
Hong Kong
– -$137K -5,675 Closed
CAN
48
Cetera Advisor Networks
California
– -$125K -5,187 Closed
EFS
49
Essex Financial Services
Connecticut
– -$67K -2,775 Closed
CF
50
Centaurus Financial
California
– -$67K -2,770 Closed
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