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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CB
151
Community Bank
New York
$471K – – –
PSI
152
Pinnacle Summer Investments
Virginia
$455K +$457K +4,520 New
ACM
153
Avalon Capital Management
California
$453K – – –
CA
154
Capital Advantage
California
$440K -$265K -2,617 -37%
NYLIM
155
New York Life Investment Management
New York
$430K -$33.2M -327,990 -99%
SAM
156
Summit Asset Management
Tennessee
$430K -$169K -1,668 -28%
WCM
157
Wealthcare Capital Management
Virginia
$415K – – –
Northwestern Mutual Wealth Management
158
Northwestern Mutual Wealth Management
Wisconsin
$403K +$6.37K +63 +2%
FIM
159
Freedom Investment Management
Connecticut
$395K +$843K +8,342 New
TC
160
Taylor Cottrill
New Hampshire
$393K – – –
BC
161
Bartlett & Co
Ohio
$392K – – –
OC
162
Oppenheimer & Co
New York
$387K -$205K -2,024 -34%
CC
163
Courier Capital
New York
$370K -$14.5K -143 -4%
Bank of New York Mellon
164
Bank of New York Mellon
New York
$349K -$771K -7,629 -69%
CAM
165
Cidel Asset Management
Ontario, Canada
$339K +$340K +3,363 New
SC
166
Scotia Capital
Ontario, Canada
$336K +$337K +3,335 New
LIM
167
Leavell Investment Management
Alabama
$316K -$7.58K -75 -2%
TFO
168
Tarbox Family Office
California
$310K – – –
RC
169
RegentAtlantic Capital
New Jersey
$308K +$708 +7 +0.2%
HA
170
Harfst & Associates
Wyoming
$301K -$175K -1,730 -37%
SWM
171
Segment Wealth Management
Texas
$292K – – –
ICAS
172
Investors Capital Advisory Services
Massachusetts
$279K -$4.65K -46 -2%
PFS
173
Prospera Financial Services
Texas
$254K +$255K +2,520 New
NPC
174
National Planning Corporation
California
$252K -$60.5K -599 -19%
MIC
175
Meridian Investment Counsel
California
$252K – – –