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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
EWA
651
EP Wealth Advisors
California
– -$951K -9,321 Closed
Bank of New York Mellon
652
Bank of New York Mellon
New York
– -$845K -8,282 Closed
Macquarie Group
653
Macquarie Group
Australia
– -$827K -8,100 Closed
FWM
654
Fairhaven Wealth Management
Illinois
– -$712K -6,980 Closed
M1FG
655
Mach-1 Financial Group
Arkansas
– -$630K -6,176 Closed
T2I
656
Turim 21 Investimentos
Brazil
– -$552K -5,408 Closed
HGWM
657
Harvest Group Wealth Management
Massachusetts
– -$472K -4,627 Closed
UR
658
USCA RIA
Texas
– -$462K -4,525 Closed
AFC
659
Adaptive Financial Consulting
Ohio
– -$436K -4,272 Closed
MCM
660
Mattern Capital Management
Colorado
– -$332K -3,249 Closed
AA
661
Auxano Advisors
Washington
– -$309K -3,032 Closed
SDH
662
Sloy Dahl & Holst
Washington
– -$303K -2,980 Closed
VHAM
663
Van Hulzen Asset Management
California
– -$300K -2,940 Closed
HAS
664
HBW Advisory Services
California
– -$295K -2,890 Closed
BS
665
Boenning & Scattergood
Pennsylvania
– -$282K -2,767 Closed
FFG
666
Frisch Financial Group
New York
– -$275K -2,695 Closed
MFG
667
Magnus Financial Group
New York
– -$267K -2,620 Closed
CI
668
Chartist Inc
California
– -$255K -2,500 Closed
FAG
669
Financial Advisory Group
Texas
– -$244K -2,392 Closed
PWG
670
Private Wealth Group
Florida
– -$242K -2,374 Closed
RA
671
RFG Advisory
Alabama
– -$237K -2,325 Closed
GG
672
Gofen & Glossberg
Illinois
– -$232K -2,270 Closed
BO
673
Bank OZK
Arkansas
– -$226K -2,213 Closed
DP
674
Dearborn Partners
Illinois
– -$222K -2,178 Closed
LSPW
675
Lake Street Private Wealth
Illinois
– -$222K -2,175 Closed
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