USCA RIA’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

USCA RIA’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-4,525	Closed	-$462K	–	543
2020 Q4	$462K	Sell	4,525 -4,020	-47%	-$410K	0.03%	340
2020 Q3	$871K	Sell	8,545 -6,224	-42%	-$634K	0.07%	221
2020 Q2	$1.5M	Hold	14,769	–	–	0.13%	153
2020 Q1	$1.46M	Buy	14,769 +1,150	+8%	+$116K	0.17%	126
2019 Q4	$1.38M	Sell	13,619 -34	-0.2%	-$3.46K	0.12%	216
2019 Q3	$1.39M	Buy	13,653 +3,370	+33%	+$343K	0.14%	193
2019 Q2	$1.05M	Buy	10,283 +6,450	+168%	+$655K	0.11%	226
2019 Q1	$389K	Buy	+3,833	New	+$388K	0.04%	313

Other funds holding MINT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Homrich & Berg Atlanta, Georgia $4.47B AUM 22.61% 1-Year Est. Return

BIAS

Beacon Investment Advisory Services Morristown, New Jersey $2.69B AUM 35.07% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

USCA RIA's MINT Position: Q1 2021 in Review

USCA RIA sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q1 2021, closing a stake of 4,525 shares — an estimated $462K sold.

USCA RIA first reported a position in MINT in Q1 2019 and held it in 8 quarters. The position peaked at $1.5M in Q2 2020. 631 funds tracked by Wall St. Rank hold MINT as of Q1 2021.

USCA RIA reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q1 2021 after selling out during the quarter.
USCA RIA sold 4,525 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q1 2021, an estimated $462K.
USCA RIA first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2019 and held it in 8 quarters.
USCA RIA's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $1.5M in Q2 2020.
631 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q1 2021.

Based on USCA RIA's 13F filing for Q1 2021, filed 27 Apr 2021.