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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TWA
526
TCI Wealth Advisors
Arizona
$1K
CCT
527
Capital City Trust
Florida
$699 +$714K +7,060 New
RCG
528
Rock Creek Group
District of Columbia
-$54.6M -537,496 Closed
Goldman Sachs
529
Goldman Sachs
New York
-$38.4M -377,911 Closed
GIA
530
GHP Investment Advisors
Colorado
-$20.7M -204,054 Closed
BPB
531
Badgley, Phelps & Bell
Washington
-$17.2M -169,126 Closed
Millennium Management
532
Millennium Management
New York
-$14.7M -145,079 Closed
CSIA
533
Charles Schwab Investment Advisory
California
-$12.8M -126,458 Closed
ACG
534
Allen Capital Group
Nebraska
-$8.97M -88,285 Closed
LK
535
Lumbard & Kellner
New Hampshire
-$7.04M -69,287 Closed
GC
536
Guggenheim Capital
Illinois
-$5.65M -55,630 Closed
GSC
537
G&S Capital
Colorado
-$5.46M -53,702 Closed
VCM
538
Vivaldi Capital Management
Illinois
-$5.29M -52,044 Closed
JIC
539
JRM Investment Counsel
Nebraska
-$4.61M -45,374 Closed
AWS
540
Arkfeld Wealth Strategies
Nebraska
-$4.25M -41,764 Closed
HF
541
HRT Financial
New York
-$3.98M -39,167 Closed
CS
542
Comerica Securities
Michigan
-$3.7M -36,365 Closed
ACA
543
Aptus Capital Advisors
Alabama
-$3.02M -29,760 Closed
SAS
544
Sage Advisory Services
Texas
-$2.79M -27,505 Closed
CA
545
Calton & Associates
Florida
-$2.44M -24,056 Closed
LWM
546
Lionsbridge Wealth Management
Florida
-$2.4M -23,668 Closed
GI
547
Glovista Investments
New Jersey
-$2.37M -23,335 Closed
IAA
548
Independent Advisor Alliance
North Carolina
-$2.35M -23,091 Closed
CS
549
Capital Square
Tennessee
-$1.68M -16,575 Closed
CMANY
550
Capital Management Associates (New York)
New York
-$1.24M -12,250 Closed