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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
RCG
526
Rock Creek Group
District of Columbia
– -$54.6M -537,496 Closed
Goldman Sachs
527
Goldman Sachs
New York
– -$38.4M -377,911 Closed
GIA
528
GHP Investment Advisors
Colorado
– -$20.7M -204,054 Closed
BPB
529
Badgley, Phelps & Bell
Washington
– -$17.2M -169,126 Closed
Millennium Management
530
Millennium Management
New York
– -$14.7M -145,079 Closed
CSIA
531
Charles Schwab Investment Advisory
California
– -$12.8M -126,458 Closed
ACG
532
Allen Capital Group
Nebraska
– -$8.97M -88,285 Closed
LK
533
Lumbard & Kellner
New Hampshire
– -$7.04M -69,287 Closed
GC
534
Guggenheim Capital
Illinois
– -$5.65M -55,630 Closed
GSC
535
G&S Capital
Colorado
– -$5.46M -53,702 Closed
VCM
536
Vivaldi Capital Management
Illinois
– -$5.29M -52,044 Closed
JIC
537
JRM Investment Counsel
Nebraska
– -$4.61M -45,374 Closed
AWS
538
Arkfeld Wealth Strategies
Nebraska
– -$4.25M -41,764 Closed
HF
539
HRT Financial
New York
– -$3.98M -39,167 Closed
CS
540
Comerica Securities
Michigan
– -$3.7M -36,365 Closed
ACA
541
Aptus Capital Advisors
Alabama
– -$3.02M -29,760 Closed
SAS
542
Sage Advisory Services
Texas
– -$2.79M -27,505 Closed
CA
543
Calton & Associates
Florida
– -$2.44M -24,056 Closed
LWM
544
Lionsbridge Wealth Management
Florida
– -$2.4M -23,668 Closed
GI
545
Glovista Investments
New Jersey
– -$2.37M -23,335 Closed
IAA
546
Independent Advisor Alliance
North Carolina
– -$2.35M -23,091 Closed
CS
547
Capital Square
Tennessee
– -$1.68M -16,575 Closed
CMANY
548
Capital Management Associates (New York)
New York
– -$1.24M -12,250 Closed
PIP
549
Peachtree Investment Partners
Florida
– -$1.2M -11,761 Closed
BAM
550
Belpointe Asset Management
Nevada
– -$1.12M -11,028 Closed
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